Indictment found and returned in the
Superior Court Department on April 11, 2013.
The case was tried before Richard J. Chin,
J.
Andrew S. Crouch for the defendant.
Mary Nguyen, Assistant District Attorney,
for the Commonwealth.
LOWY, J.
After a jury trial in the Superior Court, the defendant, Franklin
Kapaia, was convicted of murder in the first degree on the theory of extreme
atrocity or cruelty. He appeals from his
conviction, arguing that (1) there was insufficient evidence to convict him, (2)
errors in the Commonwealth's opening statement and closing argument warrant
reversal, and (3) we should reduce the verdict of murder in the first degree
pursuant to G. L. c. 278, § 33E.
We affirm.
Background. We recite the facts the jury could have found
in the light most favorable to the Commonwealth, reserving some details for
later discussion of specific issues. See
Commonwealth v. Brown, 490 Mass. 171, 172 (2022), citing Commonwealth v.
Latimore, 378 Mass. 671, 677 (1979).
The victim, Eric Dillard, lived with his
girlfriend, Helena Ellis, and their three children in an apartment located in a
multiunit building at the intersection of Montello Street and Lawrence Street
in Brockton. At the time of the
shooting, the victim's cousin, Michael Myers, also was staying at the
apartment. The victim's apartment was on
the first floor, and a small hallway led from the apartment to the building's
Lawrence Street entrance. The victim
sold "crack" cocaine and marijuana, while Ellis sold marijuana to her
friends, including Shauna Matthews.
Matthews was the defendant's
girlfriend. At the time of the shooting,
Matthews lived in an apartment in Brockton and the defendant's longtime friend,
Michael McNicholas, lived next door. The
defendant and McNicholas had been acquainted for over a decade by the time of
trial. McNicholas and the defendant
would "h[a]ng out" and smoke marijuana together, often at Matthews's
apartment. Additionally, McNicholas
would buy marijuana from Roy Mitchell, who lived in the same apartment building
as the victim and Ellis. While Mitchell
never had sold marijuana to the defendant, Mitchell had met the defendant and
had observed him to have light facial hair, specifically, "a little
mustache."
On March 6, 2013, the defendant and
McNicholas smoked marijuana together during the afternoon. While the two were smoking, the defendant
told McNicholas that he had "to go run a mission" but did not provide
McNicholas with further details.
Later that evening, the defendant and
Matthews drove around looking for marijuana.
They stopped at two places near the victim's apartment where the
defendant previously had bought marijuana.
The first stop proved unsuccessful.
At the second stop, the defendant got out of Matthews's car and walked
away. According to Matthews, the
defendant, who is a dark-skinned man, was wearing a black, puffy coat and a
winter hat.. Matthews was "not
sure" whether the defendant had a mustache on the night of the shooting.
That evening, the victim and Ellis were
home with their three children and Myers.
At 5:45 P.M., Matthews sent a text message to Ellis stating that she was
"going to come grab a bag" of marijuana. Ellis responded to Matthews's message at 6:02
P.M., stating that she was out of marijuana.
The doorbell to the apartment then rang almost immediately after the
exchange of text messages. The victim
opened the door, entered the hallway, and closed the door behind him. The sounds of a struggle caught the attention
of both Ellis and Myers. Ellis opened
the door, and as a result, both she and Myers could see into the hallway. Ellis saw "a gun pulled out" and
described "a lot of bullets flying."
She did not see the face or body of the person holding the firearm nor
how many people were in the hallway.[1]
Myers[2] saw a tall "dark skinned male" who "may have had
a mustache," wearing a black "hoodie," standing over the victim
and holding a gun. The shooter made eye
contact with Myers, looked back at the victim, and shot the victim again.
Wounded, the victim crawled back into his
apartment. He was gasping for air and
told Ellis to call 911. Ellis did so,
and emergency personnel were dispatched to the apartment at 6:04 P.M. They arrived at the scene a few minutes later
and found the victim lying on the kitchen floor with multiple gunshot wounds;
he was not breathing and had a faint pulse.
He died soon thereafter.
When the defendant returned to Matthews's
car, "[h]e just had a look of just aggravation" and his nose was
"a little flared." Matthews
told the defendant that Ellis had responded to the text message indicating that
she was out of marijuana. Later that
night, the defendant again smoked marijuana with McNicholas during which
McNicholas told the defendant that Mitchell's "neighbor got
shot." At that point, the defendant
told McNicholas that he had killed Mitchell's neighbor.
An autopsy revealed that the victim
sustained a significant number of gunshot wounds to both the front and back of
his body, specifically, three graze wounds, nine entrance wounds, and six exit
wounds. The gunshot wounds were
determined to be the victim's cause of death.
The defendant was on probation at the time of the shooting and wore a
global positioning system (GPS) ankle monitor.
As part of the investigation, police obtained GPS data from the
defendant's ankle monitor, which was admitted at trial. The evidence at trial showed that the
location data from the device was ninety percent accurate within a radius from
thirty to thirty-six feet of the point that appears on the map. The GPS data showed the defendant moving
toward the victim's apartment building just prior to the shooting. The data then showed the defendant stationary
at the intersection where the victim's apartment was located at 6:02 P.M. The data from one minute later showed the
defendant traveling away from the victim's apartment building at three miles
per hour and then twenty miles per hour.[3]
Discussion. 1.
Sufficiency of the evidence. The
defendant was convicted of murder in the first degree on the theory of extreme
atrocity or cruelty. The defendant had
moved for a required finding of not guilty at the close of the Commonwealth's
case, arguing that the evidence was insufficient to support a conviction of
murder in the first degree. The motion
was denied.[4] He reaffirms this
argument on appeal, asserting that the admitted evidence is insufficient to
prove his identity as the shooter.
Specifically, he argues that inconsistent descriptions of the shooter
and himself on the night of the shooting, the imprecision of the GPS data, and
the inconsistencies and unreliability of McNicholas's and Ellis's testimony
prevented the Commonwealth from proving his identity as the shooter. We disagree.
"In assessing the sufficiency of the
evidence, we consider 'whether, after viewing the evidence the light most
favorable to the prosecution, any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt.'" Commonwealth v. Davis, 487 Mass. 448, 462
(2021), quoting Latimore, 378 Mass. at 677.
Ultimately, "[t]he denial of a motion for a required finding of not
guilty will be affirmed if the Commonwealth's evidence, together with
reasonable inferences from that evidence, is sufficient to persuade a rational
jury of the defendant's guilt beyond a reasonable doubt" (quotation and
citation omitted). Commonwealth v.
Paige, 488 Mass. 677, 679 (2021).
"Proof of the essential elements of the crime may be based on
reasonable inferences drawn from the evidence, . . . and the
inferences a jury may draw need only be reasonable and possible and need not be
necessary or inescapable" (quotation and citation omitted). Commonwealth v. West, 487 Mass. 794, 800
(2021). "The relevant question is
whether the evidence would permit a jury to find guilt, not whether the
evidence requires such a finding" (citation omitted). Commonwealth v. Norris, 483 Mass. 681, 685
(2019).
"At the time of the defendant's
trial, to convict a defendant of murder in the first degree on a theory of
extreme atrocity or cruelty, the Commonwealth was required to prove beyond a
reasonable doubt that the defendant committed an unlawful killing with malice
aforethought,[5] . . . and with extreme atrocity or cruelty
. . . ."
Commonwealth v. Melendez, 490 Mass. 648, 665 (2022).
Here, there was overwhelming evidence that
the shooting at issue was an intentional killing committed with malice
aforethought and with extreme atrocity or cruelty. In brief, the evidence showed that the victim
was killed by repeated gunshots to both the front and back of his body while he
was in the hallway of his apartment after the assailant rang the doorbell and
the victim stepped into the hallway.
Moreover, during the shooting, the assailant looked one of the witnesses
in the eye and then turned to the already-wounded victim and shot him
again. See Commonwealth v. Bonner, 489
Mass. 268, 276 (2022) ("conviction of murder in first degree on theory of
extreme atrocity or cruelty requires evidence that defendant caused victim's
death by method that surpassed cruelty inherent in taking life"). See also Commonwealth v. Robinson, 482 Mass.
741, 744-747 (2019).
As to the shooter's identity, the issue on
which the defendant focuses his argument on appeal, the evidence that the
defendant was the shooter was compelling.
And while the pieces of evidence outlined infra might not individually
"be sufficient to sustain a conviction, together they formed a 'mosaic' of
evidence such that the jury could [reasonably] conclude, beyond a reasonable
doubt, that the defendant was the shooter" (citation omitted). Commonwealth v. Jones, 477 Mass. 307, 317
(2017).
The defendant told McNicholas that he
needed to "go run a mission," after which he and Matthews drove
around looking for marijuana. The
defendant was aware that McNicholas had previously purchased marijuana from the
victim's upstairs neighbor, Mitchell.
And the defendant's girlfriend, Matthews, specifically reached out to
the victim's girlfriend, Ellis, to purchase marijuana mere minutes before the
killing. Put simply, on the same night
that the defendant was out looking for marijuana with his girlfriend, multiple
people who potentially could provide him with marijuana lived in the victim's
apartment building.
Also, during the defendant's and
Matthews's search for marijuana, the defendant got out of the car at a stop
near the victim's apartment and walked away.
As to what happened when the defendant was out of the car, the evidence
at trial established a tight timeline of events. Ellis responded to Matthews's text message at
6:02 P.M., and emergency personnel were dispatched to the victim's apartment at
6:04 P.M. The shooting itself occurred
within those two minutes. The data from
the defendant's ankle monitor showed the defendant approaching the victim's
apartment building in the minutes immediately before the shooting, present at
the victim's apartment at 6:02 P.M., and fleeing one minute later. When considered together and in the light
most favorable to the Commonwealth, this is compelling evidence that the
defendant was present at the time of the shooting and "permit[s] the
reasonable inference that the defendant was the shooter."[6] Davis, 487 Mass. at 462-464 (GPS data
establishing defendant's location and speed before, during, and after shooting
helped permit reasonable inference that defendant was shooter). See Commonwealth v. Barbosa, 477 Mass. 658,
667 (2017) (GPS data placing defendant at scene contributed to sufficiency).
Furthermore, the defendant's appearance
and clothing were similar, albeit not identical, to Myers's description of the
shooter. See Jones, 477 Mass. at 318
("similarity between [the defendant's] clothing and the clothing worn by
the sole person seen fleeing the scene" contributed to sufficiency). And perhaps most significantly, McNicholas
testified at trial that the defendant admitted to killing the victim on the
night of the shooting.
While the defendant describes witness
testimony and various pieces of evidence as inconsistent or unreliable, "[i]t
does not matter that some of the evidence could be characterized as equivocal
or contradictory," Commonwealth v. James, 424 Mass. 770, 785 (1997),
quoting Commonwealth v. Ruci, 409 Mass. 94, 97 (1991), as "[c]redibility
is a question for the jury to decide; they may accept or reject, in whole or in
part, the testimony presented to them" (citation omitted), Norris, 483
Mass. at 686. Put another way, the
defendant's claim that certain witnesses were unreliable or that the testimony
from some witnesses was inconsistent with the testimony from others and
therefore insufficient to sustain a conviction "is nothing more than an
issue of credibility, an issue that is solely within the province of the
jury." Id., quoting James, supra.
2.
Commonwealth's opening statement and closing argument. The defendant makes several arguments
relating to the Commonwealth's opening statement and closing argument. Specifically, he contends that the prosecutor
impermissibly appealed to the jurors' sympathy and misstated the expected
evidence in the opening statement; he further argues that the prosecutor[7]
once again misstated the evidence and improperly vouched for a witness during
the closing argument. Finally, he argues
that these errors collectively warrant reversal. We address each argument in turn.
a.
Opening statement. The defendant
first contends that the prosecutor improperly appealed to the jurors' sympathy
by repeatedly referencing the personal characteristics of the victim and his
family members and "by making detailed descriptions of the 'horrific final
memories'" that the family had of the victim. He also argues that the prosecutor
impermissibly misstated the anticipated GPS evidence.
"The proper function of an opening is
to outline in a general way the nature of the case which the counsel expects to
be able to prove or support by evidence" (citation omitted). Commonwealth v. Fazio, 375 Mass. 451, 454
(1978). "[A] claim of improper
[opening statement] by the prosecutor must be judged in light of the entire
[statement], the judge's instructions to the jury, and the evidence actually
introduced at trial." Barbosa, 477
Mass. at 669, quoting Commonwealth v. Jones, 439 Mass. 249, 260-261 (2003). "Because defense counsel did not object
to the Commonwealth's opening statement . . . , we determine whether
any error created a substantial likelihood of a miscarriage of
justice." Commonwealth v. Cheng
Sun, 490 Mass. 196, 210 (2022).
"For an error to have created a substantial likelihood of a
miscarriage of justice, it must have been likely to have influenced the jury's
conclusion." Id., quoting
Commonwealth v. Wilson, 486 Mass. 328, 333 (2020). We agree that the prosecutor's emphasis on
the victim's family members' final memories of the victim and statements
regarding the precision of the GPS evidence were improper, but we conclude that
they did not create a substantial likelihood of a miscarriage of justice.
i.
Appeals to sympathy. As to the
defendant's first argument, "[t]he prosecutor is entitled to tell the jury
something of the person whose life ha[s] been lost in order to humanize the
proceedings" (citation omitted).
Cheng Sun, 490 Mass. at 209. But
"the prosecutor must refrain, when personal characteristics are not
relevant to any material issue, . . . from so emphasizing those
characteristics that it risks undermining the rationality and thus the
integrity of the jury's verdict" (quotations and citation omitted). Id.
Moreover, and particularly relevant here, the prosecutor "must
avoid slip[ping] into emotionally provocative argument" (quotation and
citation omitted). Id. "[W]here a prosecutor chooses to provide
background information about a victim, he or she must take care not to cross
the line from permissibly humanizing the proceedings to making an improper
appeal to sympathy 'to ensure that the verdict was "based on the evidence
rather than sympathy for the victim and [his] family."'" Id. at 209-210, quoting Commonwealth v.
Mejia, 463 Mass. 243, 253 (2012).
Here, the prosecutor directed the jury's
attention not only to the horrendous nature of the scene and victim's injuries
but also to the victim's age, his status as a father, and his relationship with
Ellis. The prosecutor also repeatedly focused
on the "horrific final memories" that Ellis and his children would
have of the victim. Undoubtedly, the
prosecutor was allowed to tell the jury about the scene and the extent of
victim's injuries so as prove extreme atrocity or cruelty. See Commonwealth v Alemany, 488 Mass. 499,
511 (2021) ("A prosecutor may use the opening to set the scene
. . . even if that scene is unfavorable to the defendant"). Cf. Commonwealth v. Henley, 488 Mass. 95,
131-132 (2021) (no error in prosecutor's opening and closing where
"[a]lthough . . . evidence may have been upsetting, it was
'inherent in the odious . . . nature of the crime[] committed'"
[citation omitted]). Moreover, he was
entitled to tell the jury something about the victim, his age, and his family
"to humanize the proceedings" (citation omitted). Cheng Sun, 490 Mass. at 209. Furthermore, as the prosecution was
proceeding on a theory of extreme atrocity or cruelty, the prosecutor
permissibly could discuss "the presence of the victim's [family] and the
viciousness of the crime . . . because this evidence was relevant to
the determination whether the defendant's actions constituted extreme atrocity
or cruelty."[8] Commonwealth v.
Johnson, 429 Mass. 745, 748 (1999). See
Commonwealth v. Murphy, 426 Mass. 395, 402 (1998) ("evidence
. . . victim's young son was in the [room] and possibly witnessed her
assault and death was relevant to establish the victim's own emotional
suffering"). See also Commonwealth
v. Gonsalves, 488 Mass. 827, 834 (2022).
But the opening statement here went beyond
humanizing the proceedings and setting the stage; rather, the prosecutor
slipped into impermissible "emotionally provocative argument"
(citation omitted). Cheng Sun, 490 Mass.
at 209. Broadly speaking, the
inflammatory rhetoric regarding the nature of the scene and the family's
memories of the victim was a predominant theme of the prosecutor's opening,
particularly during the early part.
Ultimately, the repetitive use of emotionally provocative language,
focusing the jury's attention on the victim's family's last memories of the
victim, constituted an erroneous appeal to the jurors' sympathy. See id. at 209, 211-212. Cf. Commonwealth v. Bois, 476 Mass. 15, 34
(2016) (five references to defendant as "monster[] that come[s] out at
night" in closing was error).
"Having determined that there was
error, we consider, in the context of the arguments and the case as a whole,
whether the [unobjected to] improper statement[s] . . . created a
substantial likelihood of a miscarriage of justice" (quotations and citation
omitted). Cheng Sun, 490 Mass. at
212. The defendant relies heavily on
Commonwealth v. Niemic, 472 Mass. 665 (2015) (Niemic I), and Commonwealth v.
Niemic, 483 Mass. 571 (2019) (Niemic II), in support of his position that the
prosecutor's appeals to sympathy and emotion created a substantial likelihood
of a miscarriage of justice. Admittedly,
in both Niemic I and Niemic II, we scrutinized similar appeals to sympathy in
the context of the prosecutor's closing argument.[9] In Niemic I, we explained that "[w]e
[had] serious concerns about the effect of the improprieties in the
prosecutor's closing argument on the jury's deliberations." Niemic I, supra at 677. And in Niemic II, we explained that the
prosecutor's improper comments in closing argument "went to the very heart
of the case . . . [,] struck impermissibly . . . at the
defendant's sole defense, and sought to impeach his only witnesses." Niemic II, supra at 598. While both Niemic cases are instructive, they
are also distinguishable.
Most notably, reversal in the Niemic cases
was not based solely on the prosecutor's improper appeals to sympathy. In Niemic I, we addressed concerns with the
prosecutor's closing argument but did not decide whether the errors
"created a substantial likelihood of a miscarriage of justice." Niemic I, 472 Mass. at 677. Rather, we concluded that defense counsel's
failure to request a reasonable provocation instruction "in combination
with the errors in the prosecutor's closing argument[] require[d] a new
trial." Id. In Niemic II, our conclusion that the closing
argument constituted reversible error was based on "the confluence of the
asserted errors in closing," including improper appeals to sympathy and
the misuse of evidence admitted for a limited purpose. Niemic II, 483 Mass. at 596.
Here, the prosecutor's repeated references
to the impact of the shooting on the family's final memories of the victim were
improper, but the other claims of error raised by the defendant, and discussed
in detail infra, were isolated and less consequential than the numerous
significant errors that contributed to our conclusions in Niemic I and Niemic
II. To the extent that we indicated
reversal was warranted solely on the prosecutor's improper appeals to sympathy
in Niemic II, it is significant that defense counsel in Niemic II objected to
the prosecutor's appeals to sympathy.
See Niemic II, 483 Mass. at 596, 598-599. By contrast, here, no objection was lodged to
the Commonwealth's opening statement or to the closing argument. Therefore, the appeals to sympathy at issue
in Niemic II were reviewed under a standard that is more favorable to the
defendant than our standard of review in this case. See Commonwealth v. Murphy, 442 Mass. 485,
508-509 (2004) (where defendant objects, he or she receives more favorable
standard of review of prejudicial error rather than review for substantial
likelihood of a miscarriage of justice).
See also Commonwealth v. Burgos, 470 Mass. 133, 143 n.8 (2014)
(describing substantial likelihood of miscarriage of justice as less favorable
to defendant than prejudicial error); Commonwealth v. Linton, 456 Mass. 534,
560 n.19 (2010), S.C., 483 Mass. 227 (2019) (prejudicial error is
"standard more generous to a defendant than the substantial likelihood of
a miscarriage of justice standard").
Additionally, unlike in Niemic II, where
the prosecutor's improper comments in closing argument "went to the very
heart of the case . . . [,] struck impermissibly . . . at
the defendant's sole defense, and sought to impeach his only witnesses,"
Niemic II, 483 Mass. at 598, here the defendant's defense was one of
identity. And while the prosecutor's
repeated references to the impact of the crime on the victim's family were
improper, those statements did not go to the heart of the case or strike
impermissibly at the defendant's defense that he was not the shooter. Indeed, the improper comments were unrelated
to any contested issue at trial. Cf.
Commonwealth v. Lutskov, 480 Mass. 575, 581 (2018), quoting Commonwealth v.
Gabbidon, 398 Mass. 1, 5 (1986) (in context of erroneous jury instructions,
"no harm accrues to a defendant if an error does not relate to an issue
actively contested at trial"); Commonwealth v. Rogers, 459 Mass. 249, 266,
cert. denied, 565 U.S. 1080 (2011) (no prejudicial error where erroneous
testimony by substitute medical examiner was not relevant to any contested
issue).
In addition to being distinguishable from
the Niemic cases, other aspects of the trial bolster our conclusion that the
prosecutor's appeals to sympathy did not create a substantial likelihood of a
miscarriage of justice. Those reasons
include the trial judge's instructions to the jury and the lack of objection
from defense counsel.
The first reason is grounded in the trial
judge's role in guiding the jury during the trial and providing them with
instructions. "The parties are
entitled to have a jury appropriately guided at all stages by the trial judge,
whose proper participation is essential to fair trial by jury." Commonwealth v. Rollins, 354 Mass. 630, 638
(1968). "It is the judge's function
to act as the 'guiding spirit and controlling mind at a trial'" (citation
omitted).[10] Commonwealth v. Rivera,
441 Mass. 358, 368 (2004).
During jury empanelment, the judge
specifically discussed the importance of the legal presumption of the
defendant's innocence with the venire and explained that the presumption cannot
"be discarded or disposed of . . . by caprice, passion or
prejudice." Additionally, both
before the opening statements and before jury deliberations, the judge gave the
jury detailed instructions on opening statements. He instructed before opening statements that
"opening statements are not evidence," and instructed after closing
arguments that "[t]he opening statements and the closing arguments of the
attorneys are not a substitute for the evidence" but are meant "only
. . . to assist [the jury] in understanding the evidence." Also, before the opening statements, he
outlined what was permissible evidence and stated that if the jury "try
the issues without fear or prejudice, or bias or sympathy, [it] will arrive at
a true and just verdict." He
likewise instructed on permissible evidence in the final charge and stated:
"You should
determine the facts based solely on a fair consideration of the evidence. You are to be completely fair and
impartial. You are not to be swayed by
prejudice, by sympathy, or any personal likes or dislikes towards either
side."[11]
Because there was no objection from
defense counsel, these instructions were not tailored specifically to correct
the prosecutor's appeals to sympathy.
However, even standard instructions, such as those given in this case,
contribute to mitigating the harm created by improper appeals to sympathy. See Commonwealth v. Gonzales, 465 Mass. 672,
680-681 (2013) ("Both before the opening statements and after the closing
arguments of counsel, the judge instructed the jury that opening statements . . .
are not evidence. . . . The
jury are presumed to follow [the] instructions"). Contrast Commonwealth v. Santiago, 425 Mass.
491, 501 (1997), S.C., 427 Mass. 298 and 428 Mass. 39, cert. denied, 525 U.S.
1003 (1998) (instruction not sufficient to remedy prosecutor's error where
judge failed to mention sympathy). On
this record, the judge fulfilled his role as the "directing and
controlling mind at the trial," see Whitney v. Wellesley & Boston St.
Ry., 197 Mass. 495, 502 (1908), and in doing so his numerous instructions
helped to mitigate the effect of the prosecutor's repeated references to the
impact of the crime on the victim's family.
Second, in addition to the judge's
instructions, which the jury are presumed to follow, see Commonwealth v. Roy,
464 Mass. 818, 829 (2013), the lack of an objection from defense counsel
regarding the opening statement provides "some indication that the tone,
manner, and substance of the now challenged aspect[] of the [prosecutor's
opening] [was] not unfairly prejudicial."
Commonwealth v. Moore, 489 Mass. 735, 754 (2022), quoting Commonwealth
v. Maynard, 436 Mass. 558, 570 (2002).
Ultimately, we conclude that
"although portions of the prosecutor's opening statement . . .
were improper, when considered in the context of the whole case, the errors did
not create a substantial likelihood of a miscarriage of justice." Cheng Sun, 490 Mass. at 213.
ii.
Misstating anticipated evidence.
The defendant next takes issue with the prosecutor's description of GPS
data and its accuracy, specifically, the prosecutor's statement that the GPS
evidence would be "so specific and so accurate, it's going to show
. . . that this defendant was facing in, looking in the hallway, from
outside Lawrence [Street]. We are going
to put the defendant right there."
"A prosecutor's opening statement may
reference anything that he or she reasonably believes in good faith will be
proved by evidence introduced during the course of the trial." Commonwealth v. Copeland, 481 Mass. 255, 261
n.5 (2019), quoting Commonwealth v. DePina, 476 Mass. 614, 627 (2017). "Absent a showing of bad faith or
prejudice . . . the fact that certain evidence fails to materialize
is not a ground for reversal" (citation omitted). Commonwealth v. Sylvia, 456 Mass. 182, 188
(2010).
We agree with the defendant that the
statement at issue misstated the accuracy of GPS data and that the prosecutor
reasonably should have known as much.
Against the backdrop of the entire case, however, we conclude that this
error did not create a substantial likelihood of a miscarriage of justice.
Here, the GPS evidence did put the
defendant at the scene of the shooting.
While not presented by means of GPS data, there also was evidence that
put the shooter in the Lawrence Street hallway, specifically eyewitnesses. Additionally, the statement suggesting that
the GPS data would place the defendant "looking in the hallway,"
although erroneous, was made once in the opening statement and was not repeated
during closing argument. Moreover, as
noted supra, the judge properly instructed the jury twice that opening
statements are not evidence, and we presume the jury follow these
instructions. See Commonwealth v.
Salazar, 481 Mass. 105, 118 (2018). See
also Cheng Sun, 490 Mass. at 213 ("the judge's instructions [that the jury
determine evidence and what conclusions to draw] were sufficient to mitigate
the impact of the prosecutor's improper statements").
Admittedly, the GPS data was an important
piece of the Commonwealth's case, but our conclusion that there was no substantial
likelihood of a miscarriage of justice is further buttressed by the lack of an
objection from defense counsel and by the strength of the GPS evidence that was
permissibly admitted and argued. Cf.
Davis, 487 Mass. at 463-464 (GPS evidence establishing defendant's location and
speed "helped to establish his identity as the shooter by matching his
movements to those of . . . the shooter"); Commonwealth v.
Holley, 476 Mass. 114, 127 (2016) ("The lack of objection to this statement,
the judge's earlier charge explaining that opening statements are not evidence,
and the detailed expert testimony on random match statistics made the
prosecutor's imprecise phrasing of the random match probability relatively
inconsequential in the context of the entire trial"); Commonwealth v.
Lally, 473 Mass. 693, 705-708 (2016) (prosecutor's assertion in opening
statement regarding deoxyribonucleic acid [DNA] evidence was inconsistent with
DNA evidence elicited at trial; reversal not required where "trial counsel
did not object, the judge's instructions mitigated the errors, and the comments
were not likely to influence the jury's conclusion where . . . [the]
case did not hinge on the DNA evidence" [citation omitted]). See Commonwealth v. Toro, 395 Mass. 354, 360
(1985); Commonwealth v. Oliveira, 74 Mass. App. Ct. 49, 56 (2009), citing Toro,
supra.
b.
Closing argument. The defendant
also argues that several reversible errors occurred during the prosecutor's
closing argument. The defendant contends
that the prosecutor improperly vouched for McNicholas's credibility and
improperly attributed a statement to the defendant. "We examine [all] the challenged
statements 'in the context of the entire closing, the jury instructions, and
the evidence introduced at trial.'"
Cheng Sun, 490 Mass. at 217, quoting Commonwealth v. Wilkerson, 486
Mass. 159, 180 (2020). Where there was
no objection to the prosecutor's closing argument, we review the challenged
statements for error and, if they constitute error, for a substantial likelihood
of a miscarriage of justice. See
Commonwealth v. Fernandes, 478 Mass. 725, 742 (2018).
i.
Vouching. "It is improper
for an attorney to vouch for a witness's credibility." Cheng Sun, 490 Mass. at 219. "However, it is permissible to comment
and draw inferences regarding the evidence at trial" (citation
omitted). Id. Improper vouching need not be explicit; it
"includes suggestions that the prosecutor has personal knowledge of the
veracity of a witness's testimony or knowledge about the case independent of
the evidence before the jury."
Commonwealth v. Silvelo, 486 Mass. 13, 20 (2020). And "[w]hile a prosecutor may not vouch
for the truthfulness of a witness's testimony, . . . where the
credibility of a witness is an issue, counsel may 'argue from the evidence why
a witness should be believed'" (citation omitted). Commonwealth v. Brewer, 472 Mass. 307, 315
(2015). Indeed, "an advocate can
'provide the jury with the reasons why they should find a witness's
observations to be accurate, but she cannot tell the jury that the witness
speaks the truth'" (citation omitted).
Gonsalves, 488 Mass. at 841.
In the statement the defendant challenges,
the prosecutor asserted:
"Counsel
wants you to believe that the police threatened [McNicholas], scared him, and
drew guns at him. But I ask you again,
does that make sense? According to the
defense's theory, the police threaten him the first time they meet him. And they coerced him into saying that the
defendant said: I killed him. They convinced him to say that. Then he comes here to testify before the
grand jury and he decides: Oh, I'm not
so scared anymore. And changes his
story, then goes through all of that again and having the police threaten him
and intimidate him again. Would someone
who has anxiety, just keep having the police harass him and beat him into
submission of what they want to hear? Or
would he just stick to the story if that's really what happened.
"How about
his friend of at least ten years, confessed to murder to him, to somebody who
has anxiety and bipolar and PTSD? I
would suggest that would be rather traumatic."
As an initial matter, defense counsel put
McNicholas's credibility at issue both during cross-examination and closing
argument. Defense counsel's cross-examination
of McNicholas included questions about inconsistencies in McNicholas's
statements, his marijuana use, his mental health conditions, the medications he
was taking, and alleged threats by police.
During closing argument, defense counsel dedicated a significant portion
of his time to discrediting McNicholas on those bases. In fact, he emphatically told the jury
multiple times, "Don't believe McNicholas" and "McNicholas
epitomizes the witness [the jury] should not believe."
"We have often stated that defense
counsel's trial tactics are not immune from comment in a prosecutor's closing
argument provided the comment is based on evidence heard by the
jury." Commonwealth v. Cohen, 412
Mass. 375, 388 (1992). "Because
defense counsel had placed [McNicholas's] credibility at issue both during his
cross-examination of [him] and in his closing argument, the prosecutor was
entitled to respond within the limits of the evidence and to provide the jury
with reasons for believing [him]."
Gonsalves, 488 Mass. at 842, quoting Commonwealth v. Sanders, 451 Mass.
290, 297 (2008). "[T]he
prosecutor's statements that the jury should find [McNicholas] credible were
made in the context of the defendant's vehement attack on [McNicholas's]
credibility during his own closing argument." Commonwealth v. Kebreau, 454 Mass. 287, 304
(2009). On this record, the prosecutor
was not impermissibly injecting outside knowledge regarding McNicholas's mental
health; rather, she was critiquing the inferences articulated in defense
counsel's closing and suggesting an alternate competing basis for McNicholas's
inconsistencies and why his testimony should be believed. See Cohen, supra at 384 ("If he speaks
with propriety on matters on the record before the jury, a prosecutor may
properly comment on the trial tactics of the defence and on evidence developed
or promised by the defence"). See
also Commonwealth v. Mitchell, 428 Mass. 852, 857 (1999) (prosecutor's use of
phrase "I suggest," viewed squarely in proper context, did not imply
prosecutor had personal knowledge or was stating personal belief).
"In sum, we conclude that the
prosecutor's remarks at issue did not vouch for [McNicholas's] credibility by
stating or implying that the government has special knowledge by which it can
verify [McNicholas's] testimony" (quotation and citation omitted). Commonwealth v. Grier, 490 Mass. 455, 471
(2022). See Kebreau, 454 Mass. at
304-305 (no vouching where defense counsel made extensive statements concerning
witness's lack of credibility, including calling witness "liar" and
arguing witness "twisted," "turned," and "sp[un]"
events; "prosecutor was entitled to respond to these statements with a
forceful argument, based on the evidence and the jury's common sense
understanding of the events").
"Last, the judge's careful and clear instructions concerning the
role of the closing arguments and how to determine the credibility of witnesses
adequately offset any semblance of impropriety, were we to determine that one
occurred."[12] Brewer, 472 Mass. at
315.
ii.
Statement not in evidence. The
defendant next contends that the prosecutor made a misstatement of evidence
during her closing when she stated, "in the defendant's own words, he
executed [the victim]."
"Although 'counsel may argue the evidence and the fair inferences
which can be drawn from the evidence,' . . . 'a prosecutor should not
. . . misstate the evidence or refer to facts not in evidence'"
(citations omitted). Cheng Sun, 490
Mass. at 221. Such arguments are
improper. Id. "References to facts not in the record
or misstatements of the evidence have been treated as serious errors where the
misstatement may have prejudiced the defendant" (citation omitted). Id.
Here, there can be no doubt that the
statement attributed to the defendant was that he "killed" the
victim, not that he "executed" the victim. As such, the prosecutor misstated the
evidence. Because the prosecutor's
statement was improper, "we are guided by the following factors when
deciding whether" the error created a substantial likelihood of a
miscarriage of justice: "[(1)]
whether defense counsel seasonably objected to the arguments at trial
. . . [(2)] whether the judge's instructions mitigated the error
. . . [(3)] whether the errors in the arguments went to the heart of
the issues at trial or concerned collateral matters . . . [(4)]
whether the jury would be able to sort out the excessive claims made by the
prosecutor . . . and [(5)] whether the Commonwealth's case was so
overwhelming that the errors did not prejudice the defendant" (quotations
and citation omitted). Commonwealth v.
Teixeira, 486 Mass. 617, 635 (2021).[13]
While the prosecutor's statement was
improper, we conclude that it did not create a substantial likelihood of a
miscarriage of justice. Given the manner
in which the victim was killed, the prosecutor permissibly could have described
the killing as an execution;[14] she just could not attribute the word
"executed" to the defendant.
See, e.g., Commonwealth v. Camacho, 472 Mass. 587, 589-590, 608-609
(2015) (shooting permissibly could be labeled execution where defendant fired
gun at victim's group inside club, chased group out of club, and shot victim
two more times in back while he lay on floor).
Here, the statement misattributing the word "executed" to the
defendant happened only once in the prosecutor's thirteen-page closing
argument. Additionally, defense counsel
did not object, see Maynard, 436 Mass. at 570, and the judge instructed the
jury that closing arguments are not evidence and that, to the extent an
attorney's statement conflicts with their memory, it is the jury's memory that
controls. See Salazar, 481 Mass. at 118
(where judge properly instructed jury that closing arguments were not evidence,
brief isolated statement was "not egregious enough to infect the whole of
the trial"). Furthermore,
"[w]e ascribe a certain level of sophistication to the jury, and, [on this
record], have little doubt that they would not have been swayed by this
[misstatement]" (quotation and citation omitted). Wilkerson, 486 Mass. at 181.[15]
3.
Review under G. L. c. 278, § 33E. "The defendant has asked us to reduce
the verdict in consideration of the fact that he was [nineteen] years old at
the time of the shooting."
Commonwealth v. Gamboa, 490 Mass. 294, 311 n.13 (2022). Put differently, "the defendant asks us
to consider his youth and immaturity in mitigation of his sentence." Commonwealth v. Denson, 489 Mass. 138, 154
(2022). "However, we have never
held that a defendant over the age of eighteen could not be convicted of murder
in the first degree," Gamboa, supra, "and there is nothing in the
record that indicates a reduction in the verdict on this basis is
warranted." Denson, supra. Having reviewed the entire record, pursuant
to G. L. c. 278, § 33E, we discern no basis to set aside or
reduce the verdict or to order a new trial.
Judgment
affirmed.
footnotes
[1] Ellis was
unequivocal at trial that she did not see how many people were in the
hallway. Her testimony was impeached by
means of prior inconsistent statements where she previously had indicated that
there were two people in the hallway in addition to the victim. Additionally, there was testimony from Ellis
that she heard three voices in the hallway, one of them being the victim; she
did not recognize the other voices. We
acknowledge that this testimony was present and there was no request for a
limiting instruction. See Commonwealth
v. Ashley, 427 Mass. 620, 627-628 (1998) ("Where there is no objection
. . . and no request for a limiting instruction," prior
inconsistent statements introduced at trial "may be considered as
substantive evidence" [citation omitted]).
However, we review the evidence in the light most favorable to the Commonwealth. See, e.g., Commonwealth v. Bonner, 489 Mass. 268,
275 (2022).
[2] Myers was
deemed unavailable at trial, and his prior statements were introduced through
his grand jury testimony and State police Trooper Joseph Kalil's testimony.
[3] The
monitoring device updates GPS data points every minute that the bracelet is in
motion.
[4] As relevant
here, the defendant moved for a required finding of not guilty on the ground
that the Commonwealth had not presented sufficient evidence to sustain a
conviction of murder in the first degree.
The judge allowed the motion as to felony-murder, and the case went to
the jury on theories of deliberate premeditation and extreme atrocity or
cruelty. The defendant was convicted on
the theory of extreme atrocity or cruelty.
In addition to the murder charge, the defendant had been indicted on
charges of attempted armed robbery, unlawful possession of a firearm, and
carrying a loaded firearm without a license.
The judge allowed the defendant's motion for required findings of not
guilty on those charges.
[5] Malice is
"an intent to cause death, to cause grievous bodily harm, or to do an act
which, in the circumstances known to the defendant, a reasonable person would
have known created a plain and strong likelihood that death would follow"
(citation omitted). Commonwealth v. Melendez, 490 Mass. 648, 665 (2022).
[6] The
defendant's argument that the GPS data "showed that [the defendant] was
present on Lawrence Street next to the sidewalk . . . near but not
inside the house" and moving away from the apartment before the shooting
is inaccurate. The evidence at trial was
that the GPS data was ninety percent accurate within a radius of between thirty
and thirty-six feet. That the GPS point
for 6:02 P.M. appears just outside the apartment building does not demonstrate
conclusively that the defendant could not have been the shooter. Rather, the defendant could have been
standing anywhere within a radius of from thirty to thirty-six feet of that
point, which encompasses the victim's apartment building.
[7] Two
prosecutors represented the Commonwealth during the trial. One gave the Commonwealth's opening
statement, and the other delivered the Commonwealth's closing argument.
[8] "The
defendant's trial occurred in February 2017, before our decision in
Commonwealth v. Castillo, 485 Mass. 852, 865-867 (2020), prospectively changed
the requirements of finding extreme atrocity or cruelty." Commonwealth v. Gonsalves, 488 Mass. 827, 834
(2022). "Under our case law as it existed
at the time of the defendant's trial, a verdict could be sustained by a finding
of the presence of at least one Cunneen factor." Id.
"These include[d] the '[1] indifference to or taking pleasure in
the victim's suffering, [2] consciousness and degree of suffering of the
victim, [3] extent of physical injuries, [4] number of blows, [5] manner and
force with which delivered, [6] instrument employed, and [7] disproportion
between the means needed to cause death and those employed.'" Id., quoting Cunneen v. Commonwealth, 389
Mass. 216, 227 (1983).
[9] We recognize
that Niemic II referenced improper appeals to sympathy in the prosecutor's
opening statement. See Niemic II, 483
Mass. at 587 n.29, 590 & n.31. And
while we categorized some of the language used in the prosecutor's opening as
"highly improper, emotionally charged discussion," id. at 590 n.31,
quoting Niemic I, 472 Mass. at 675, we did not determine whether the appeals to
sympathy in the opening statement alone created a substantial likelihood of a
miscarriage of justice.
[10] Former
Supreme Judicial Court Justice Henry T. Lummus, "whose treatise all trial
judges would be well advised to study . . . described the
responsibility of the trial judge at trial" as follows: "The judge who discharges the functions
of his office [is] . . . the directing and controlling mind at the
trial, and not a mere functionary to preserve order, and lend ceremonial
dignity to the proceedings." Agnes,
Guided Discretion in Massachusetts Evidence Law: Standards for the Admissibility of Prior Bad
Acts against the Defendant, 13 Suffolk J. Trial & App. Advoc. 1, 5 n.18
(2008), quoting H.T. Lummus, The Trial Judge 19 (1937). See Whitney v. Wellesley & Boston St.
Ry., 197 Mass. 495, 502 (1908).
[11] That defense
counsel critiqued the Commonwealth's appeal to sympathy in his closing argument
serves to further mitigate any prejudice created by the opening, because to the
extent that it reminded the jurors of the error, it likewise reminded them that
appeals to sympathy are improper. The
improper nature of the prosecutor's repeated references to the impact of the
crime on the victim's family was reinforced shortly thereafter by the judge's
explicit instruction that the case was not to be decided on prejudice or
sympathy.
[12] The
defendant also claims the prosecutor's statement in closing argument that
defense "[c]ounsel wants you to believe that the police . . .
drew guns at [McNicholas]" was not supported by the evidence. We disagree.
The prosecutor's statement was a fair response to defense counsel's
trial strategy. See Henley, 488 Mass. at
131 ("A prosecutor [is] permitted to comment on the defense strategy and
tactics, and even to argue that the strategy was intended to confuse"
[quotations and citation omitted]).
[13] These
factors are a nonexclusive list of considerations for evaluating an error
created during closing arguments and its impact on the case. We have considered these same factors in
cases involving various standards of review.
See, e.g., Commonwealth v. Harris, 443 Mass. 714, 732-733 (2005)
(substantial risk of miscarriage of justice); Maynard, 436 Mass. at 570
(substantial likelihood of miscarriage of justice); Santiago, 425 Mass. at 500
(prejudicial error). Moreover, the exact
words used to outline the factors have not been the same in every case dealing
with an error in closing argument. See,
e.g., Commonwealth v. Rutherford, 476 Mass. 639, 647 (2017). We take this opportunity to clarify that the
factors, irrespective of the specific language used, are merely a list that may
be considered in all cases where errors occur in closing argument, regardless
of the applicable standard of review.
While the factors remain relevant considerations, no one factor is
dispositive and the reviewing court's ultimate focus must be on the harm
created by a purported error through the lens of the appropriate standard of
review.
[14] We note that
defense counsel explicitly stated that the victim had been executed twice in
his closing argument.
[15] "The
defendant [also] argues that his conviction requires reversal because of the
cumulative effect of the errors at trial.
Given our conclusions, there was no risk that any error requires
reversal." Commonwealth v. Roy, 464
Mass. 818, 836 (2013). Here, "the
cumulative [effect of the] errors . . . were no more prejudicial than
any individual errors, which had minimal impact, if any." Commonwealth v. Duran, 435 Mass. 97, 107
(2001).