Indictments found and returned in the
Superior Court Department on March 11, 2015.
A motion for a new trial, filed on
September 20, 2021, was heard by Janet L. Sanders, J.
The Supreme Judicial Court granted an
application for direct appellate review.
Edward B. Gaffney for the defendant.
Adam Murphy, of New York (Catherine Logue,
of New York, also present) for NAACP Legal Defense & Educational Fund,
Inc., & another.
Ana M. Francisco (Mirian Albert also
present) for Council on American-Islamic Relations -- Massachusetts &
others.
Paul B. Linn, Assistant District Attorney,
for the Commonwealth.
Stanley Donald, pro se, amicus curiae,
submitted a brief.
WENDLANDT, J. The defendant, Anthony J. Dew, is a Black man
of the Muslim faith. Indigent and facing
multiple felony charges, the defendant was appointed counsel who openly posted,
on his social media account, his vitriolic hatred of and bigotry against
persons of the Muslim faith; his unabashed anti-Muslim rants were matched only
by his equal scorn for and racism against Black persons. Some of these postings occurred while counsel
was representing the defendant. Indeed,
counsel's intolerance and prejudice seeped into his representation of the
defendant. At least twice, counsel
chastised the defendant for wearing religious garb, demanding that the
defendant not wear "that shit" again; once, he refused to speak to
the defendant because the defendant was wearing a kufi prayer cap in
contravention of counsel's directive. At
their final meeting, counsel advised the defendant to accept a plea deal, which
the defendant did. Several years later,
counsel's bigotry came to the attention of the Committee for Public Counsel
Services (CPCS), which suspended him for no less than one year as a
result. After learning of counsel's
anti-Muslim, racist postings, the defendant filed a motion to withdraw his
guilty plea and obtain a new trial on the ground that his court-appointed
counsel had an actual conflict of interest.
We conclude that the conflict of interest
inherent in counsel's bigotry against persons of the defendant's faith and
race, which manifested during counsel's representation of the defendant, deprived
the defendant of his right to effective assistance of counsel -- a right upon
which our entire system of criminal justice depends to ensure a "fair
trial." See Gideon v. Wainwright,
372 U.S. 335, 344 (1963). See also
Lavallee v. Justices in the Hampden Superior Court, 442 Mass. 228, 235 (2004),
citing Strickland v. Washington, 466 U.S. 668, 685 (1984). No additional showing of
"prejudice" is required. The
motion judge's conclusion to the contrary was in error; we now vacate the
defendant's convictions and remand for a new trial.[1]
1.
Background. The following facts,
found by the motion judge, are largely undisputed.[2] The defendant is a Black man of the Muslim
faith. In March 2015, the defendant
was indicted on nineteen charges, including five counts of trafficking a person
for sexual servitude, in violation of G. L. c. 265,
§ 50 (a) (trafficking charges); and one count of rape, in violation
of G. L. c. 265, § 22 (b) (rape charge).[3] In February 2016, Richard Doyle was
appointed to represent the defendant.
During one of the first encounters between
the defendant and Doyle, the defendant was wearing a kufi prayer cap. Doyle demanded that the defendant remove his
religious garb, instructing him, "Don't come in this room like that
ever."[4] At a meeting
approximately two weeks later, Doyle left without speaking with the defendant
upon seeing that the defendant again was wearing a kufi. Doyle again met with the defendant at the
court house shortly before the scheduled trial date in May 2016. At this meeting, Doyle chastised the
defendant, in front of a court officer, not to wear "that shit" -– an
apparent reference to the defendant's kufi -- in court. Doyle also advised the defendant to accept a
plea offer and informed him that any attempt to seek new appointed counsel
would likely be futile on the eve of trial.
In June 2016, the defendant pleaded
guilty to all but the rape charge as part of a plea agreement pursuant to which
the prosecutor agreed to dismiss the rape charge.[5] The trial judge conducted a colloquy during
which the defendant stated that he was satisfied with counsel's representation
and that no one had pressured him into pleading guilty. As was recommended in the agreement, the
trial judge sentenced the defendant to concurrent terms of from eight to ten
years in State prison for four of the five counts of trafficking a person for
sexual servitude, in violation of G. L. c. 265, § 50 (a),
and the count charging a second and subsequent offense of possession of a class
A substance with intent to distribute, in violation of G. L. c. 94C,
§ 32 (b). On the remaining
counts, the judge sentenced the defendant to seven years of probation from and
after his incarceration.
Unbeknownst to the defendant, from at
least 2014 through 2017, including during the time Doyle represented the
defendant, Doyle made and shared[6] numerous racist and bigoted public[7]
postings on his social media account, reflecting prejudice against Black
persons and persons of the Muslim faith.
These posts, which we set forth in the margin,[8] included a variety of
anti-Muslim slurs and statements calling for violence against and celebrating
the death of persons of the Muslim faith,[9] posts mocking Black individuals,[10]
and comments, some apparently made at a State court house,[11] seemingly
referring to Doyle's clients as "thugs"[12] and suggesting that
Doyle's nonwhite clients were criminals.[13]
In 2017, CPCS investigated a complaint
against Doyle and concluded, based on the social media posts, that Doyle
violated his duty of loyalty to his Muslim and "other non-Caucasian"
clients; CPCS suspended Doyle from criminal case assignments for a period of
one year and required Doyle to take ethics and cultural competency courses.[14]
The defendant was unaware of Doyle's
bigotry until 2021, well after his agreement to the plea deal, when he was
shown Doyle's posts; prior to that time, the defendant did not attribute
Doyle's comments regarding the defendant's religious garb to racism or to
animus against persons of the Muslim faith.
After learning of the posts, the defendant filed a motion for a new
trial and for leave to withdraw his guilty pleas; he claimed, inter alia, that
Doyle had an actual conflict of interest and thus Doyle's representation of him
violated his right to the effective assistance of counsel under art. 12 of the
Massachusetts Declaration of Rights and the Sixth Amendment to the United
States Constitution.
After an evidentiary hearing, the motion
judge denied the motion. She concluded
that absent a showing of prejudice or "any showing that [Doyle's] views
affected [his] representation of the defendant," the defendant was not
entitled to withdraw his guilty plea.[15]
Rejecting the defendant's argument that nonetheless he was entitled to
withdraw his plea because Doyle had an actual conflict of interest in
representing Black, Muslim individuals, the judge explained that defense
counsel and his or her client need not "share the same worldview,"
that "criminal defense attorneys often have to represent people who in
their opinion have committed reprehensible acts," and that "a lawyer
who expresses racist views in his personal life" is not "presumed
ineffective any time that he or she represents a client of color."[16] The defendant timely appealed, and this court
granted his application for direct appellate review.
2.
Discussion. a. Standard of review. "[W]e review a judge's denial of a
defendant's motion for a new trial to determine whether there has been a
significant error of law or other abuse of discretion." Commonwealth v. Tate, 490 Mass. 501, 505
(2022), quoting Commonwealth v. Caldwell, 487 Mass. 370, 374 (2021). "Where an evidentiary hearing is
conducted on a motion for a new trial, we 'accept the [judge's] findings where
they are supported by substantial evidence in the record,' and we 'defer to the
judge's assessment of the credibility of witnesses.'" Tate, supra, quoting Commonwealth v. Jacobs,
488 Mass. 597, 600 (2021). However, we
"make an independent determination as to the correctness of the judge's
application of constitutional principles to the facts as found." Caldwell, supra, quoting Commonwealth v.
Tremblay, 460 Mass. 199, 205 (2011).
b.
Effective assistance of counsel.
It is difficult to overstate the essential importance of the right to
counsel[17] in our adversary system of criminal justice. See United States v. Cronic, 466 U.S. 648,
653 (1984) (accused person's right to counsel "is a fundamental component
of our criminal justice system").
The procedural and substantive safeguards that define our criminal
justice system and are designed to assure that the accused receives fair
proceedings and a fair trial largely would be for naught if the accused were
left to fend for him- or herself without the assistance of counsel to navigate
and exercise his or her rights. Gideon,
372 U.S. at 344-345. See Cronic, supra
at 653-654 ("Of all the rights that an accused person has, the right to be
represented by counsel is by far the most pervasive for it affects his ability
to assert any other rights he may have" [citation omitted]; counsel's
assistance is "the means through which the other rights of the person on
trial are secured"). The right to
be heard, and even the right to a trial itself, "would be, in many cases,
of little avail if it did not comprehend the right to be heard by
counsel." Powell v. Alabama, 287
U.S. 45, 68-69 (1932). See Cronic, supra
at 653 n.8, quoting Powell, supra at 69 (accused person "requires the
guiding hand of counsel at every step in the proceedings against him").[18]
"The very premise of our adversary
system of criminal justice is that partisan advocacy on both sides of a case
will best promote the ultimate objective that the guilty be convicted and the
innocent go free."[19] Herring v.
New York, 422 U.S. 853, 862 (1975).
"Unless the accused receives the effective assistance of counsel,
'a serious risk of injustice infects the [criminal] trial [process]
itself.'"[20] Cronic, 466 U.S. at
656, quoting Cuyler v. Sullivan, 446 U.S. 335, 343 (1980). See United States v. Ash, 413 U.S. 300, 309
(1973), quoting Johnson v. Zerbst, 304 U.S. 458, 462-463 (1938) (right to
counsel "minimize[s] the imbalance in the adversary system" and
"embodies a realistic recognition of the obvious truth that the average
defendant does not have the professional legal skill to protect himself when
brought before a tribunal with power to take his life of liberty, wherein the
prosecution is presented by experienced and learned counsel"). In short, lawyers in criminal cases are
"necessities, not luxuries."
Cronic, supra at 653, quoting Gideon, 372 U.S. at 344. See Gideon, supra (it is "an obvious
truth" that "in our adversary system of criminal justice, any person
haled into court, who is too poor to hire a lawyer, cannot be assured a fair
trial unless counsel is provided for him").[21]
c.
Conflict of interest. Given the
primacy of counsel towards the realization of fair proceedings and a fair trial
in our adversarial system, the constitutional guarantee entitles an accused
person "to the untrammeled and unimpaired assistance of counsel free of
any conflict of interest and unrestrained by commitments to others" and
other causes (citation omitted).
Commonwealth v. Hodge, 386 Mass. 165, 167 (1982). See Strickland, 466 U.S. at 688
("Counsel's function is to assist the defendant, and hence counsel owes
the client a duty of loyalty . . ."); Commonwealth v. Perkins,
450 Mass. 834, 850 (2008) (defendant must "be able to seek the advice and
guidance of his attorney and . . . to rely on the undivided loyalty
of his counsel to present the defense case with full force and
zealousness" [citation omitted]).
See also Commonwealth v. Leiva, 484 Mass. 766, 779 (2020) ("That
foundational proposition tying partisan advocacy to just results demands an
accused's access to defense counsel who projects [t]he manifest appearance of a
believer in the defendant's chosen plea of 'not guilty' . . . and
delivers on the constitutional guaranty that a defendant need not stand alone
against the State at any stage of the prosecution . . . where
counsel's absence might derogate from the accused's right to a fair trial"
[quotations and citations omitted]).
Accordingly, "under art. 12, if a
defendant establishes an actual conflict of interest,[22] he is entitled to a
new trial without a further showing; he need not demonstrate that the conflict
adversely affected his lawyer's performance[23] or resulted in actual
prejudice," Commonwealth v. Mosher, 455 Mass. 811, 819 (2010); the
standard from Commonwealth v. Saferian, 366 Mass. 89, 96 (1974),[24] which
generally governs ineffective assistance of counsel claims, is inapt because,
where counsel has an actual conflict of interest, the criminal trial process
"loses its character as a confrontation between adversaries," Cronic,
466 U.S. at 656-657. See id., quoting
United States ex rel. Williams v. Twomey, 510 F.2d 634, 640 (7th Cir.), cert.
denied sub nom. Sielaff v. Williams, 423 U.S. 876 (1975) ("While a
criminal trial is not a game in which the participants are expected to enter
the ring with a near match in skills, neither is it a sacrifice of unarmed
prisoners to gladiators"). See also
Commonwealth v. Valentin, 470 Mass. 186, 196 (2014) (such errors "render
the adversary process itself presumptively unreliable" such that "a
criminal trial [is] fundamentally unfair or an unreliable vehicle for
determining guilt or innocence" [quotations and citations omitted]);
Commonwealth v. Goewey, 452 Mass. 399, 403 & n.3 (2008) ("relief can
be granted without consideration of the merits of the defendant's underlying
claims" in "limited class of cases" in which "the attorney
abdicated his responsibility as the defendant's advocate").
A defense counsel makes countless choices,
on and off the record, to protect a defendant's rights, and we rely on
counsel's zealous advocacy, unimpeded by a conflict of interest, to ensure that
no person is punished without fair proceedings; when a counsel's professional
judgment is impaired by an actual conflict of interest, every action, and
inaction, is called into question, and we cannot be confident that the outcome
of the proceedings is fair and just.
"[T]he effect of the conflict on the attorney's representation of
the defendant is likely to be pervasive and unpredictable, while the difficulty
of proving it may be substantial, 'particularly as to things that may have been
left not said or not done by counsel.'"
Mosher, 455 Mass. at 819, quoting Hodge, 386 Mass. at 170. In other words, "[i]t is impossible to
know what different choices [a nonconflicted] counsel would have made, and then
to quantify the impact of those different choices on the outcome of the
proceedings." Commonwealth v.
Francis, 485 Mass. 86, 101 (2020), cert. denied, 141 S. Ct. 2762 (2021),
quoting United States v. Gonzalez-Lopez, 548 U.S. 140, 150 (2006). See Holloway v. Arkansas, 435 U.S. 475,
490-491 (1978) (conflict bears on what "the advocate finds himself
compelled to refrain from doing" and so is "difficult to judge
intelligently" because "to assess the impact of a conflict of
interests on the attorney's options, tactics, and decisions in plea
negotiations would be virtually impossible," requiring "unguided
speculation").
In such circumstances, the conflict has
"infect[ed] the defendant's representation to the point where 'prejudice
is "inherent in the situation," such that no impartial observer could
reasonably conclude that the attorney is able to serve the defendant with
undivided loyalty.'" Commonwealth
v. Cousin, 478 Mass. 608, 617 (2018), S.C., 484 Mass. 1042 (2020), quoting
Mosher, 455 Mass. at 819-820. See
Perkins, 450 Mass. at 850 (defendant "must be able to rely on the
undivided loyalty of his counsel" [citation omitted]). See also Commonwealth v. Goldman, 395 Mass.
495, 508, cert. denied, 474 U.S. 906 (1985) ("Counsel's undivided loyalty
to the client is crucial to the integrity of the entire adversary
system"). Accordingly,
"[w]here the defendant's counsel has labored under an actual
. . . conflict, . . . we are unwilling to put a defendant
'to the burden, perhaps insuperable, of probing the resolve and the possible
mental conflict of counsel.'"[25], [26]
Mosher, supra at 819, quoting Commonwealth v. Cobb, 379 Mass. 456, 461
(1980), vacated sub nom. Massachusetts v. Hurley, 499 U.S. 809 (1980), appeal
dismissed, 382 Mass. 690 (1981). See Cronic,
466 U.S. at 658 (representation by conflicted counsel is "so likely to
prejudice the accused that the cost of litigating [its] effect in a particular
case is unjustified").
d.
Racist, anti-Muslim animus.
Doyle's animus against persons of the Muslim faith and his racism
against Black persons, demonstrated by his social media posts (some of which
were made at the court house while he was serving clients in his professional
capacity), and manifest in his treatment of the defendant -- a Black, Muslim
man -- during the representation, presented an actual conflict of interest in
this case.[27] Doyle's social media
postings "exhibited an intensity of bias that cannot be squared with
[]neutral decision making," Ellis v. Harrison, 947 F.3d 555, 563 (9th Cir.
2020) (Nguyen, J., concurring), as his other overt acts during the
representation confirm. The defendant
has shown that Doyle's biases infected his representation of the
defendant. The record developed by the
defendant shows more than a few stray social media postings, or comments made
in the wake of highly charged emotional or shocking events, untethered to
Doyle's conduct during the defendant's representation. See id. ("I do not suggest that every
attorney who utters a racial epithet will be unable to adequately defend
clients of a different race").
Instead, the defendant has shown a pattern of posts reflecting the
intensity of Doyle's bias, coupled with a record that Doyle was unable to
divorce his animus from his conduct as the defendant's counsel.
Although we cannot know with certainty
whether Doyle's actions or inactions during the course of the representation
were "motivated by anything other than [the defendant's] best
interest," Hodge, 386 Mass. at 168, on the record before us, we cannot
credibly assume that Doyle's representation was not affected by his virulent
anti-Muslim and racist views, see Ellis, 947 F.3d at 562 (Nguyen, J.,
concurring) (when defense counsel makes "discretionary decisions in
disregard of the client's interests on account of counsel's racism, the
cumulative effect will be to impair the defense, but there is no way to
pinpoint how it does so").
Importantly, we cannot know whether an attorney who did not share the
animus Doyle harbored for persons of the Muslim faith and Black persons would
have negotiated a better plea agreement.
Nor can we know whether Doyle's other actions in the case were
unaffected by his views regarding Black, Muslim individuals. Where, as the record shows was the case here,
counsel harbors a deep-seated animus for persons of the defendant's race[28] or
religion, we cannot presume zealous advocacy; nor can we ask the defendant to
prove how his counsel's bigotry might have affected the plea deal or otherwise
impaired the representation, especially in view of the record that Doyle's bias
reared its head in connection with his treatment of the defendant.[29] There are "many invisible ways in which
counsel's bias could have affected the [proceeding]," Ellis, supra at 563
(Nguyen, J., concurring), and the defendant need not engage in "a
speculative inquiry into what might have occurred in an alternate
universe" had he been appointed unbiased counsel, Francis, 485 Mass. at
101, quoting Gonzalez-Lopez, 548 U.S. at 150.
We recognize that "[c]riminal defense
attorneys are accustomed to representing individuals who commit reprehensible
acts, and we assume that they can set aside any personal distaste for such
clients during the representation."[30]
Ellis, 947 F.3d at 563 (Nguyen, J., concurring). Here, however, Doyle did not leave his
deep-seated bigotry at the court house door, despite his duty of loyalty to the
defendant; to the contrary, consistent with his contemporaneous anti-Muslim,
anti-Black social media postings and his court house "check ins,"
Doyle ordered the defendant to stop wearing his religious garb and refused to
meet with the defendant, choosing instead to forgo the opportunity to discuss
the merits of the criminal case, upon seeing that the defendant was wearing his
kufi. Our confidence that the defendant
was afforded a constitutionally fair process is necessarily undermined. See id. at 562 (Nguyen, J., concurring)
("A trial is fundamentally unfair if defense counsel harbors extreme and
deep-rooted ill will toward the defendant on account of his race"). Given Doyle's treatment of the defendant, we
conclude that the defendant has more than met his burden to establish that
Doyle's representation of him was impaired by an actual conflict of interest. See Commonwealth v. Shraiar, 397 Mass. 16, 20
(1986) (defendant bears burden to establish actual conflict of interest).
3.
Conclusion. The order denying the
defendant's motion for a new trial is reversed.[31] The defendant's convictions are vacated, the
defendant is to be permitted to withdraw his guilty plea, and the case is
remanded for a new trial.
So ordered.
CYPHER, J. (concurring). The numerous, severe, and cruel racist and
anti-Muslim social media posts and commentary by Attorney Richard Doyle recited
by the court easily establish an actual conflict of interest that deprived the
defendant of his constitutional right to effective assistance of counsel. I agree with the court that no impartial
observer reasonably could conclude that counsel was able to serve the defendant
with undivided loyalty. See Commonwealth
v. Mosher, 455 Mass. 811, 819-820 (2010).
I write separately to emphasize that once
an actual conflict has been established there is no need to prove that the
actual conflict prejudiced the defendant.
There is a clear line between actual and potential conflicts of interest
and Attorney Doyle's behavior toward the defendant, which, while adding context
to the discussion, is not necessary to determine whether there was an actual
conflict. Cf. Ellis v. Harrison, 947
F.3d 555, 563 (9th Cir. 2020) (Nguyen, J., concurring) ("I do not suggest
that every attorney who utters a racial epithet will be unable to adequately
defend clients of a different race").
Where the defendant has demonstrated an actual conflict of interest,
art. 12 of the Massachusetts Declaration of Rights requires neither a showing
of prejudice nor a showing that the conflict adversely affected counsel's
performance. Commonwealth v. Holliday,
450 Mass. 794, 806 (2008). See
Commonwealth v. Cousin, 478 Mass. 608, 617 (2018) (actual conflict requires no
showing of prejudice by defendant because prejudice is inherent). Compare Commonwealth v. Watkins, 473 Mass.
222, 235 (2015) ("If a defendant establishes only a potential or tenuous
conflict of interest, however, the conviction will not be set aside unless the
defendant demonstrates that the conflict resulted in actual prejudice"
[emphasis added]), with Mosher, 455 Mass. at 819 (where defendant
"establishes an actual conflict of interest, he is entitled to a new trial
without a further showing").
I also write separately because the nature
of this conflict and its potential scope require that we recognize that not
only the defendant is affected. Public
confidence in the integrity of the criminal justice system is essential to its
ability to function. See Georgia v.
McCollum, 505 U.S. 42, 49 (1992). We
must be aware of and concerned with the confidence of not just this defendant,
and not just all Black and Muslim clients represented by Attorney Doyle, but
rather all Black persons and members of the Muslim faith in our community, not
simply those who have come into contact with the criminal justice system. See Commonwealth v. Goldman, 395 Mass. 495,
508 (1985) (defense counsel's undivided loyalty to client is crucial to
integrity of entire adversarial system).
In fact, all of the people of the Commonwealth can be affected by a loss
of confidence in the justice system in circumstances such as these when they
come to light. The court's decision
today serves to encourage us all that the court system is able to respond in a
manner that strengthens that confidence.
footnotes
[1] We
acknowledge the amicus briefs submitted by the Council on American-Islamic
Relations -- Massachusetts, the Muslim Justice League, Lawyers for Civil
Rights, Massachusetts Black Women Attorneys, the Massachusetts Law Reform
Institute, the Hispanic National Bar Association, Citizens for Juvenile
Justice, and the Justice Resource Institute; NAACP Legal Defense &
Educational Fund, Inc., and the New England Innocence Project; and Stanley
Donald.
[2] "In
examining the defendant's claim that his counsel was ineffective, we accept the
motion judge's subsidiary findings of fact absent clear error." Commonwealth v. Smiley, 431 Mass. 477, 481
(2000), citing Commonwealth v. Yesilciman, 406 Mass. 736, 743 (1990).
[3] The defendant
was also indicted on two counts of assault and battery by means of a dangerous
weapon, in violation of G. L. c. 265, § 15A (b); one count
of assault and battery, in violation of G. L. c. 265, § 13A; one
count of a second and subsequent offense of possession of a class A substance
with intent to distribute, in violation of G. L. c. 94C,
§ 32 (b); six counts of distributing a class A substance, in
violation of G. L. c. 94C, § 32 (a); and three counts of
distributing a class B substance, in violation of G. L. c. 94C,
§ 32A (a).
[4] The motion
judge found that, at this meeting, Doyle said "not to wear that shit in a
courtroom." The record supports
that Doyle made this statement; however, at the hearing on his motion, the
defendant testified that Doyle made the statement not to "wear that shit
in court at all" at a later meeting during which he advised the defendant
to accept the plea offer and said, "Don't come in this room like that
ever," at this initial meeting.
Accordingly, we defer to the motion judge's finding as to Doyle's
statements; however, the additional finding as to when the statements were made
was clearly erroneous. See Smiley, 431
Mass. at 481.
[5] The
prosecutor summarized the facts supporting the charges as follows: "The [d]efendant . . .
organiz[ed] and r[an] a human trafficking and drug distribution operation
. . . out of two apartments in Dorchester . . . [between]
sometime in 2014 and January 15, 2015."
The defendant allegedly attempted to recruit one victim "to work
for him as a prostitute," offering to provide her housing and heroin. The prosecutor alleged that the defendant
assaulted this victim and that the defendant had multiple persons
"prostituting for him" in exchange for illegal drugs. A search of the defendant's home pursuant to
a search warrant, the prosecutor described, led to the discovery of several
items, including heroin, a digital scale, and certain "indicia of
prostitution." The prosecutor
considered it "a strong case for the government" because, inter alia,
the complaining witnesses were willing to testify.
[6] A
"shared" post occurs when a user shares on his or her own page (or
"Feed") a post originally written and posted by someone else; shared
posts can be preceded by the user's own commentary. See Facebook Help Center, How Do I Share a
Post I See on My Feed on Facebook, https://www.facebook.com/help
/163779957017799
[https://perma.cc/NX9V-RFAL].
[7] Doyle's
account was "public"; accordingly, his posts were available to anyone
using the social media platform regardless of whether Doyle had designated the
viewer as a "friend."
Additionally, CPCS determined that some of Doyle's approximately 700
"friends" were former clients.
[8] We include
descriptions of the posts because Doyle's own words best capture the depth of
his bigotry.
[9] Doyle's
anti-Muslim posts included the following:
1. A shared post of a photograph of a pig with
engorged testicles, captioned, "Dear Muslims . . . Kiss our big
bacon balls";
2. A post stating, "I just became a bigger
Hockey fan . . . I guess Canadians want to protect their citizens, I
wish our government would . . . ," accompanying a photograph of
a Canadian hockey announcer, with a quotation:
"If hooking up one raghead terrorist prisoner's testicles to a car
battery to get the truth out of the lying little camel shagger will save just
one Canadian life then I . . .";
3. A shared post of a picture of a pointing
military officer, captioned, "You tell those goat fuckers with the laundry
on their heads that it's wash day, and we're bringing the fucking
Maytag!";
4. Doyle's statement, "Allah be
praised. Go meet your 72 fat, smelly
virgins, asshole," accompanying a shared post of a video recording
apparently depicting the death of a man while attempting to use an explosive
device, with a description saying, "When goat fuckers use mortar
hahaha";
5. A shared post stating, "In Islam, you
have to die for Allah. The God I worship
died for me";
6. A shared post depicting a cartoon figure of a
man sitting at a desk, captioned, "Let's not jump to conclu. . .
aaaaand it's Muslims"; and
7. A shared post of a drawing of a man stating,
"When liberals aren't busy bashing peaceful Christians, they're making
excuses for Muslims cutting people's heads off."
[10] Doyle's
racist posts included the following:
1. A shared post of a poster for the movie
"The WaterBoy," with the name and face of Colin Kaepernick, a Black
football player and civil rights activist;
2. A shared post of a collage of three
photographs -- one of Black men wearing shirts with the words, "Trump
& Republicans Are Not Racist," one of a Black man in a "Make
America Great Again" hat, and one of two Black men wearing cowboy hats and
a shirt and bandana with the confederate flag -- captioned, "5 minutes
after Trump legalizes weed in all 50 states"; and
3. A shared post of two photographs, one
depicting Black men posing with guns captioned, "Don't glorify shooting
people," and the other showing distraught Black men captioned, "Then
cry like a bitch when someone you love gets shot."
[11] Some posts
indicate that Doyle's "check in" location was a State court
house. "A . . . check in
is a post linked to a location . . . ." John, How to Check in on Facebook from a
Desktop or Mobile Device, Bus. Insider (Apr. 29, 2019),
https://www.businessinsider.com/guides/tech/how-to-check-in-on-facebook [https://perma.cc/9WHS-5FAE].
[12] The term
"thug" has been described by one linguist as a "nominally polite
way of using the N-word." The
Racially Charged Meaning Behind the Word "Thug," NPR (Apr. 30, 2015),
https://www.npr.org/2015/04/30/403362626/the-racially-charged-meaning-behind-the-word-thug
[https://perma.cc/34K5-VD4C].
[13] Doyle's
court house posts included the following:
1. Doyle's statement referencing winning a trial
for a seventy-six year old Italian national stopped for speeding, followed by
Doyle's comment stating, "I can walk away from this one without feeling
dirty. Doesn't happen much," and
Doyle's reply of "Hell yeah" to a comment asserting, "U love
bathing in the filth, as long as it's green";
2. Doyle stating, "Beat another gun case
today," followed by a comment stating, "It was someone else's
shotgun. Client not a bad guy," and
Doyle's response "Absofuckinglutely right, Chief! Job security in the Roxbury District
Court" to a comment that stated, "Don't worry he'll be retaining you
again soon";
3. Doyle's statement, "Not Guilty. Firearm.
Makes you feel a whole lot safer, huh?" along with a series of comments in which
Doyle stated, "I went to the dark side," "Between you and me, he
should stop gang-banging," and "He wanted his cell phones (with
business contacts, no doubt) and his baseball hats back. I told him to go home and Jerry
off. . . . Jerk off, that
is";
4. A "check in" by Doyle at
"Suffolk County Superior Court," stating, "Poor, misguided
children," and a comment by Doyle stating,
"Waaaaaahhhhhh!!!!!!";
5. A "check in" by Doyle from
"Suffolk County Courthouse," stating, "Assorted thugs and bad
guys"; and
6. Doyle's statement, "Yesterday, a 21 y.o.
punk client told me: 'I don't like your
attitude, Doyle,'" followed by Doyle's comments saying, "I told him
to come back with a new lawyer or a toothbrush," and ". . .
soap on a rope for a going away present . . . ."
[14] Doyle died
in March 2021, before the defendant filed his motion for a new trial.
[15] Applying the
usual framework to assess claims of ineffective assistance of counsel, which
requires determination "whether there has been serious incompetency,
inefficiency, or inattention of counsel -- behavior of counsel falling
measurably below that which might be expected from an ordinary fallible lawyer
-- and, if that is found, then, typically, whether it has likely deprived the
defendant of an otherwise available, substantial ground of defence,"
Commonwealth v. Saferian, 366 Mass. 89, 96 (1974), the motion judge found no
evidence to suggest that the defendant was coerced into accepting the plea or
that the plea offer was unreasonable.
Notably, the trafficking charges carried a minimum sentence of five
years in State prison and a maximum sentence of twenty years. G. L. c. 265,
§ 50 (a). The rape charge,
which was dismissed pursuant to the parties' plea deal, would have carried a
term of "not more than twenty years" in State prison. G. L. c. 265, § 22 (b). See Commonwealth v. DeJesus, 468 Mass. 174,
183 (2014), quoting Commonwealth v. Clarke, 460 Mass. 30, 47 (2011), abrogated
in part by Chaidez v. United States, 568 U.S. 342 (2013) (typically prejudice
prong requires showing that "there is a reasonable probability that a
different plea bargain . . . could have been negotiated at the
time"). The defendant does not
challenge this conclusion on appeal.
[16] The judge
found "[p]erhaps most important" that "the defendant himself did
not draw a connection between Doyle's expressed distaste for his wearing a kufi
and any advice that Doyle gave him in accepting a plea," concluding that
"no matter how disturbing Doyle's personal views were, there [was] no
indication in the factual record . . . that they influenced Doyle's
representation of the defendant."
[17] The
fundamental right to counsel has "deep roots in Massachusetts
history": "[a]s early as the
1790s, this court began appointing defense counsel for defendants in capital
cases tried before it." Carrasquillo
v. Hampden County Dist. Courts, 484 Mass. 367, 371 & n.4 (2020), citing
Commonwealth v. Hardy, 2 Mass. 303, 303 (1807).
The right to counsel is secured both by the Sixth Amendment to the
United States Constitution, which provides that "[i]n all criminal
prosecutions, the accused shall enjoy the right . . . to have the
Assistance of Counsel for his defence," and by art. 12 of the
Massachusetts Declaration of Rights, which provides that "every subject
shall have a right . . . to be fully heard in his defense by himself,
or his counsel at his election." We
have often noted that art. 12 provides "greater safeguards" than
those provided by the Sixth Amendment.
See Commonwealth v. Hodge, 386 Mass. 165, 169 (1982).
[18] See United
States v. Ash, 413 U.S. 300, 307 (1973) ("The function of counsel as a
guide through complex legal technicalities long has been recognized by this
Court"); Argersinger v. Hamlin, 407 U.S. 25, 31 (1972) ("The
assistance of counsel is often a requisite to the very existence of a fair
trial"). See also Commonwealth v. Leiva,
484 Mass. 766, 779 (2020) ("The right to counsel is critical to secure a
defendant's right to a fair trial"); Abodeely v. County of Worcester, 352
Mass. 719, 723 (1967) ("The defence and trial of a criminal case today is
a complicated and time-consuming business.
If we are to provide proper prosecution we must also provide appropriate
defence under the Constitution as it has been interpreted").
[19] See Polk
County v. Dodson, 454 U.S. 312, 318 (1981) ("The system assumes that
adversarial testing will ultimately advance the public interest in truth and fairness");
Gardner v. Florida, 430 U.S. 349, 360 (1977) (plurality opinion) (affirming
"belief that debate between adversaries is often essential to the
truth-seeking function of trials").
[20] Relevant to
the issues presented by this case, the right to effective assistance of counsel
attaches well before trial and applies to the plea-bargaining process. See Commonwealth v. Fernandes, 390 Mass. 714,
715 (1984) ("the plea is valid only when the defendant offers it
. . . with the advice of competent counsel"). See also Lafler v. Cooper, 566 U.S. 156, 162
(2012) (right to counsel "extends to the plea-bargaining process").
[21] Because of
the special value we place on the role of counsel in ensuring that the accused
receives the benefits of the procedural and substantive safeguards that define
our criminal justice system, the "constitutional guarantee of the
assistance of counsel 'cannot be satisfied by mere formal
appointment.'" Lavallee, 442 Mass.
at 235, quoting Avery v. Alabama, 308 U.S. 444, 446 (1940). Instead, the constitutional right to counsel
"entitle[s] a defendant to the effective assistance of counsel"
(emphasis added). Commonwealth v.
Perkins, 450 Mass. 834, 850 (2008), quoting Commonwealth v. Martinez, 425 Mass.
382, 387 (1997). See Strickland, 466
U.S. at 686, quoting McMann v. Richardson, 397 U.S. 759, 771 n.14 (1970) (right
to counsel in criminal case is "right to the effective assistance of
counsel"). In other words,
"[a]n accused is entitled to be assisted by an attorney, whether retained
or appointed, who plays the role necessary to ensure that the trial is
fair." Lavallee, supra, quoting
Strickland, supra at 685. "To hold
otherwise, 'could convert the appointment of counsel into a sham and nothing
more than a formal compliance with the Constitution's requirement that an
accused be given the assistance of counsel.'" Cronic, 466 U.S. at 654, quoting Avery,
supra.
[22] An actual
conflict of interest arises where "the lawyer has a competing interest or
responsibility that 'will materially interfere with the lawyer's independent
professional judgment in considering alternatives or foreclose courses of
action that reasonably should be pursued on behalf of the client.'" Perkins, 450 Mass. at 851-852, quoting
Comment [4] to Mass. R. Prof. C. 1.7, 426 Mass. 1330 (1998). See Perkins, supra at 854 (counsel had actual
conflict of interest where he agreed to wear wireless microphone during trial
permitting documentary producer to record interactions, including privileged
discussions, with defendant). See also
Commonwealth v. Mosher, 455 Mass. 811, 820 n.19 (2010) ("Courts frequently
consult standards laid out in applicable codes of professional ethics in
considering whether an actual conflict exists"). The analysis whether an actual conflict arose
is case-specific. See Commonwealth v.
Cousin, 478 Mass. 608, 618 (2018), S.C., 484 Mass. 1042 (2020) ("We look
to the attendant facts and circumstances surrounding the claimed actual
conflict").
[23] By contrast,
a defendant asserting an actual conflict of interest under the Sixth Amendment
must show that the conflict "adversely affected" counsel's
representation, although "prejudice" need not be shown. See Cuyler, 446 U.S. at 349-350.
[24] See note 15,
supra.
[25] We have
acknowledged an actual conflict of interest -- requiring no showing of
prejudice -- in several circumstances.
See Commonwealth v. Leslie, 376 Mass. 647, 653 & nn.11, 12, 13
(1978), cert. denied, 441 U.S. 910 (1979).
An actual conflict of interest exists when the attorney represents a
codefendant with inconsistent or contradictory lines of defense. See id. at 653 n.11, citing Commonwealth v.
Bolduc, 375 Mass. 530, 540-543 (1978); Bolduc, supra at 540-541 ("The
joint representation of clients with conflicting interests is a denial of Sixth
Amendment rights"). Similarly, a
conflict exists when the attorney maintains an attorney-client or direct and
close personal relationship with a material prosecution witness. See Leslie, supra at 653 n.13, citing
Commonwealth v. Smith, 362 Mass. 782 (1973); Smith, supra at 784 ("An
attorney representing both the defendant and a prosecution witness who is
awaiting sentence may be hindered in the cross-examination of the
witness"). And we have found that a
conflict exists when the attorney has business or personal reasons for
preferring a verdict unfavorable to the defendant. See Leslie, supra at 653 n.12, citing United
States v. Hurt, 543 F.2d 162 (D.C. Cir. 1976), and People v. Corona, 80 Cal.
App. 3d 684, 719-727 (1978); Hurt, supra at 166 (appellate counsel argued
rehearing while being sued by trial counsel for libel as to appellate
argument); Corona, supra at 704, 719-720 (trial counsel's literary contract
"called for . . . holding a lengthy and sensational trial at any
price . . . to increase the financial potential of the acquired
publication rights," and to forgo defenses of mental incompetence or legal
insanity).
[26] Where no
actual conflict exists, "an attorney's personal interests or obligations
may still give rise to a 'potential' conflict," Mosher, 455 Mass. at 823,
which requires reversal upon an additional showing of "material
prejudice," Tate, 490 Mass. at 509, quoting Commonwealth v. Shraiar, 397
Mass. 16, 20 (1986).
[27] We reference
these manifestations, as does the defendant, to demonstrate the defendant's
showing of an actual conflict of interest.
Because he has shown an actual conflict of interest, he need not show
any prejudice, as discussed supra. We
need not reach the hypothetical question, raised by the concurring justice,
whether, in the absence of this evidence, a hypothetical defendant would have
met his or her burden to show an actual conflict.
[28] Notably,
Gideon and other seminal cases involving the right to counsel were decided
during the heart of the civil rights era, as courts considered the protection
of a broad range of rights, including the right to equal protection of the
law. See Henning, Race, Paternalism, and
the Right to Counsel, 54 Am. Crim. L. Rev. 649, 649 & n.3 (2017), citing
Neuborne, The Gravitational Pull of Race on the Warren Court, 2010 Sup. Ct.
Rev. 59, 86 ("Decided during the heart of the Civil Rights era, [Gideon
was] implicitly -- although not explicitly -- concerned about the way [B]lack
defendants were treated in the criminal and juvenile justice systems
. . ."). See also Chin,
Race and the Disappointing Right to Counsel, 122 Yale L.J. 2236, 2239 & n.5
(2013) (collecting scholarship concluding that "Gideon was a race case"
despite Gideon himself being white).
[29] That the
defendant here had a particularly thick skin and did not recognize Doyle's
bigotry at the time is of no import. The
standard for a conflict of interest is whether "no impartial observer
could reasonably conclude that the attorney is able to serve the defendant with
undivided loyalty." Mosher, 455
Mass. at 819-820.
[30] Doyle did
not simply adhere to a different "worldview" or merely dislike the
offenses the defendant was accused of committing. Racism and bigotry -- here, disdain for
persons because of their race and religion -- are different in kind from
disapproval of a person's actions or opinions.
[31] Because we
hold that defense counsel had an actual conflict of interest mandating
reversal, we need not address the defendant's alternative arguments that the appointment
of Doyle violated his rights to equal protection and due process.