Petitions filed in the Bristol County
Division of the Juvenile Court Department on June 2, 2017, and September 25,
2018.
The cases were heard by Tracie L. Souza,
J.
Cara M. Cheyette for the mother.
William A. Comeau for the father.
Andrew Don for the grandparents.
Charles G. Levin for the child.
Brian Pariser for Department of Children
and Families.
MASSING, J. This multiparty appeal arises from a petition
for care and protection that was tried in the Juvenile Court together with a
petition for guardianship. The
guardianship petitioners, the child's paternal grandparents (grandparents), had
temporary custody of the child when the trial began. The judge found the child's mother and father
to be unfit and that the child's best interests would be served by terminating
their parental rights and allowing the Department of Children and Families
(department) to go forward with its plan for adoption by recruitment, rather
than permitting the child to remain with the grandparents. The primary issues on appeal concern the
judge's consideration of domestic violence in assessing the mother's fitness,
the grandparents' exclusion from portions of the trial, and the suitability of
the department's permanency plan. We
affirm.
Background. Even before the child's birth, the mother and
the father, both individually and as a couple, faced significant issues that
would affect their fitness as parents.
The mother struggled with her mental health, having been diagnosed with
bipolar disorder, attention deficit hyperactivity disorder, posttraumatic
stress disorder resulting from a sexual assault and robbery, borderline
personality disorder, and severe generalized anxiety disorder. Although she engaged in some mental health
treatment, including counseling, she frequently misused her prescribed
medications, and she "self-medicated" with alcohol and nonprescribed
substances, both while she was pregnant and throughout the pendency of the care
and protection petition.
The father faced similar mental health
challenges, exacerbated by a history of physical injuries from his participation
in extreme sports and numerous motor vehicle accidents. To treat both his mental and physical
conditions, the father was prescribed medication, including opiates, which he
misused. He also shared medications with
the mother. The record is replete with
evidence of the father's manic behavior and disorganized thinking, suggesting
undiagnosed mental health conditions.
Both parents had difficulty complying with the department's family
action plan tasks.
In addition, the couple's relationship was
fraught with conflict. The father abused
the mother verbally, emotionally, and, on a few occasions, physically. The mother made excuses for the father's
conduct and was unwilling or unable to separate from him. The grandparents, for their part, minimized
the father's abuse of the mother and the extent of his mental health problems,
failing to recognize the danger these issues posed to the child's safety and
well-being.
The child, Jacob, was born in May 2017
with a low birthweight and tetrahydrocannabinol in his urine. The mother had tested positive for morphine
and Klonopin during her pregnancy.[2] Although Jacob was discharged into his
parents' custody, the hospital filed a report pursuant to G. L.
c. 119, § 51A, citing concerns about Jacob's substance exposure. The department conducted a home visit one day
after Jacob was discharged from the hospital.
Later that same day, the department sought emergency temporary custody
of Jacob after the parents arrived, apparently intoxicated, over an hour late
to an appointment with Jacob's pediatrician.
Jacob, who was seven days old, was removed from his parents' custody and
placed temporarily in the custody of the department. The grandparents applied to serve as Jacob's
foster parents in June 2017, but they did not meet eligibility requirements
because they kept unsecured firearms in their home. After Jacob spent six months in foster care,
the judge awarded temporary custody to the grandparents pursuant to a stipulated
third-party conditional custody agreement.
The department soon changed its permanency goal from reunification with
the parents to adoption.
Jacob was nearly sixteen months old when
the trial on the care and protection petition began. The grandparents filed a guardianship
petition shortly before the trial. The
two matters were tried together, but not formally consolidated, on sixteen
nonconsecutive days over a four-month period.
On the third day of trial, after concerns were raised about the
grandfather's conduct in the court room, the judge allowed the department's
motion to sequester witnesses, thereby excluding the grandparents from the care
and protection proceedings. They were to
be allowed back into the court room for proceedings on their guardianship
petition.[3] Evidence elicited early in the trial suggested that the
grandparents had violated the terms of the conditional custody agreement by
permitting the father and the mother to have unauthorized contact with
Jacob. As a result, the department
moved, midtrial, to revoke the grandparents' custody. The judge took no action on the motion at the
time of trial but modified the custody order to require that all visits take place
at a visitation center.[4]
On March 26, 2019, the judge found that
both the mother and the father were unfit, terminated their parental rights,
adjudicated Jacob in need of care and protection, and committed him to the
custody of the department. The judge
further found the department's plan of adoption by recruitment to be in Jacob's
best interests, rejecting the competing plans proposed by the mother, the
father, and Jacob, all of which involved Jacob remaining in the grandparents'
care. The judge dismissed the
grandparents' guardianship petition and revoked their temporary custody of
Jacob. These appeals followed.
Discussion. The appellants and arguments in this appeal
are numerous. The mother contends that
the judge erred in finding her unfit and terminating her parental rights based
on evidence of domestic violence, substance use, and mental health issues. The grandparents, joined by the father, the
mother, and Jacob, appeal from the denial of their guardianship petition,
contending that the judge erred in excluding them from the court room during
portions of the proceedings and that their exclusion requires a new trial
without a showing of prejudice.[5] The
father and Jacob argue that the department's proposed plan of adoption by
recruitment was inadequate, and that the judge erred in rejecting their
competing plans of guardianship or adoption by the grandparents.[6]
1.
Termination of the mother's parental rights.[7] Before terminating
parental rights, a judge must find that a parent is unfit to care for the child
and, consequently, that the child is in need of care and protection. See Adoption of Virgil, 93 Mass. App. Ct.
298, 301 (2018). The judge's fitness
determination must be supported by "specific and detailed" findings
that demonstrate parental unfitness clearly and convincingly. Custody of Eleanor, 414 Mass. 795, 799
(1993). "'[P]arental unfitness'
means 'grievous shortcomings or handicaps' that put the child's welfare 'much
at hazard.'" Adoption of Katharine,
42 Mass. App. Ct. 25, 28 (1997), quoting Petition of the New England Home for
Little Wanderers to Dispense with Consent to Adoption, 367 Mass. 631, 646
(1975). In ascertaining parental
fitness, the judge "may consider past conduct to predict future ability
and performance." Adoption of Katharine,
supra at 32–33.
a.
Domestic violence. Domestic
violence may imperil a child's physical safety and psychological
development. See Custody of Vaughn, 422
Mass. 590, 599 (1996); Adoption of Ramon, 41 Mass. App. Ct. 709, 714
(1996). Accordingly, evidence of
domestic violence is relevant to a judge's determination of parental fitness. See Care & Protection of Lillith, 61
Mass. App. Ct. 132, 139 (2004). Where
the evidence raises concerns regarding domestic violence, a judge must
"make detailed and comprehensive findings on domestic violence when making
custody determinations." Id.,
citing Custody of Vaughn, supra at 599.
The judge found that domestic violence
"permeated" the mother's relationship with the father. The mother asserts that the father's behavior
was not sufficiently severe to factor into the judge's consideration of her
fitness as a parent, particularly if viewed under the standards that apply to
evidence of domestic violence in private custody disputes.
In private child custody disputes, the
rights of the parents are, "in the absence of misconduct, . . .
held to be equal." G. L.
c. 208, § 31. The
determination whether to award shared legal or physical custody, or whether to
give one parent sole legal or physical custody, thus turns entirely on
"the happiness and welfare of the children." Id.
There is "no presumption either in favor of or against shared"
custody, id. -- unless the judge finds
by a preponderance of the evidence that one parent has engaged in "a
pattern of abuse," or a single "serious incident of abuse,"[8]
in which case a rebuttable presumption against granting custody to the abusive
parent arises. G. L. c. 208,
§ 31A. See Malachi M. v. Quintina
Q., 483 Mass. 725, 737-738 (2019).
Although the Legislature has not seen fit to superimpose the procedures
and presumptions of § 31A on care and protection or termination of
parental rights proceedings, the mother suggests that this court should do so
-- and hold that the evidence of domestic violence in this case was
insufficient to create a presumption against custody under G. L.
c. 208, § 31A. We decline the
invitation.
Different standards apply to private
custody disputes than apply to State-involved custody proceedings for good
reason. Resolving a private custody
dispute involves comparing the advantages each parent may offer the child. When the State intervenes in matters of
custody, however, a comparison between the parents, or "comparison of the
advantage [a] prospective custodian may offer to the child with those that may
be offered by the natural parents is inappropriate." Custody of a Minor, 389 Mass. 755, 765
(1983). See Guardianship of Estelle, 70
Mass. App. Ct. 575, 580 (2007) ("we do not transfer a child from his or
her parent to other custodians merely because the latter may provide a more
advantageous environment for the child's upbringing"). Moreover, in private custody disputes the
parents usually have agreed to separate, whereas in State-involved proceedings,
it is often the case that a parent has not resolved to leave an abusive relationship,
thereby exposing the child to domestic violence.
Also, unlike private custody disputes,
which concentrate entirely on the interests of the child, care and protection
proceedings begin with a focus on the rights of the parents and a strong
presumption in favor of parental custody.
See Santosky v. Kramer, 455 U.S. 745, 753-754 (1982); Adoption of
Frederick, 405 Mass. 1, 4 (1989); C.P. Kindregan, Jr., M. McBrien, & P.A.
Kindregan, Family Law and Practice § 61:1 (4th ed. 2013). Accordingly, the State must prove parental
unfitness by clear and convincing evidence, and the burden of proof always
remains with the department. See Care
& Protection of Erin, 443 Mass. 567, 570-571 (2005); Care & Protection
of Laura, 414 Mass. 788, 790-791 (1993).
Finally, while evidence of spousal or
child abuse may be dispositive in a private custody dispute under G. L.
c. 208, § 31A, in care and protection and termination proceedings it
is one of many factors that the judge considers. See G. L. c. 210,
§ 3 (c). Domestic violence
"is only one of many 'subsidiary facts' on which a judge must make
findings in deciding the ultimate question of parental unfitness." Care & Protection of Laura, 414 Mass. at
794. No one factor is
determinative. See Care & Protection
of Yetta, 84 Mass. App. Ct. 691, 695 (2014).
The evidence in this case supported the
judge's reliance on domestic violence as a significant factor in deeming the
mother unfit. The instances of serious
physical abuse may have been few,[9] but there was ample evidence of the
father's manic, controlling, threatening, and unpredictable behavior toward the
mother. The father verbally abused her
constantly, slapped her, blocked doors during arguments to prevent her from
leaving, and confiscated her cell phone and other belongings. The mother testified about the emotional toll
the father's behavior had on her[10] and about her fears that Jacob would
"be exposed to what [she] was exposed to."
The evidence also supported the judge's
finding that the mother exhibited a "dependency and inability to separate
from [the f]ather," and that "despite [her] participation in
counseling and domestic violence services, she [did] not have the capacity or
the desire to end her relationship" with him. A judge may properly consider a parent's
decision to remain in a relationship with an abusive partner in determining
parental fitness. See Adoption of
Willow, 433 Mass. 636, 645 (2001); Adoption of Lisette, 93 Mass. App. Ct. 284,
293-294 & n.15 (2018). The
mother testified variously that she meant to end her relationship with the
father for Jacob's well-being, and that she hoped to marry the father "if
we go to couple's counseling, in a couple years," because she wanted Jacob
"to have both of his parents."
The judge found it telling that the mother and the father had stayed in
a motel together the night before the last day of trial.
b.
Substance use and mental health.
The mother asserts that the judge improperly relied on her substance use
and mental health issues in finding her unfit.
"When assessing parental fitness, it is not enough to state that a
parent is mentally impaired, rather there must be a showing that the condition
affects the parent's ability to care for the child." Adoption of Quentin, 424 Mass. 882, 888 (1997). Thus, a parent's mental health "is relevant
only to the extent that it affects the parents' capacity to assume parental
responsibility, and ability to deal with a child's special needs." Adoption of Luc, 484 Mass. 139, 146 (2020),
quoting Adoption of Frederick, 405 Mass. at 9.
Likewise, a parent's substance use or misuse "clearly is relevant
to a parent's willingness, competence, and availability to provide care, though
not necessarily dispositive of the issue."
Care & Protection of Frank, 409 Mass. 492, 494 (1991).
The record supports the judge's findings
that the mother's failure to address her numerous mental health issues and her
misuse of prescribed and nonprescribed substances interfered with her ability
to assume parental responsibilities. The
mother's difficulties in managing her emotions and stress, as well as her
history with alcohol and nonprescribed substances, including Xanax prescribed
to her grandmother and morphine prescribed to the father, affected her ability
to care for Jacob. The judge was
troubled by evidence that the mother took extra doses of Xanax and shots of
alcohol before two visits with Jacob, and by her appearance of being under the
influence of alcohol or drugs during trial on a day she had driven herself to
court. The judge was particularly
concerned by an incident disclosed for the first time during the trial (which
had never been disclosed to the department) in which the mother, contemplating
suicide, took a gun from her grandparents' home, went into the woods, and fired
it. Although the mother had taken some
steps to comply with the department's family action plan with respect to her
substance use and mental health treatment, these efforts began only shortly
before trial.
c.
Best interests determination. The
judge's factual findings and conclusions with respect to the mother's issues of
domestic violence, mental health, and substance use demonstrated careful
attention to the evidence and the law.
See Adoption of Nancy, 443 Mass. 512, 515 (2005). In effect, the mother's arguments amount to
dissatisfaction with the judge's weighing of the evidence. We, however, afford deference to the judge's
assessment of the weight of the evidence and the credibility of the witnesses,
as well as to the judge's determination of the child's best interests,
reversing only if there is clear error or abuse of discretion. See Adoption of Larry, 434 Mass. 456, 462
(2001); Adoption of Hugo, 428 Mass. 219, 225 (1998), cert. denied sub nom. Hugo
P. v. George P., 526 U.S. 1034 (1999); Adoption of Cadence, 81 Mass. App. Ct.
162, 166 (2012). The evidence was clear
and convincing that the mother was unfit to parent Jacob and likely to remain
so.
2.
Exclusion of the grandparents from parts of the trial. The grandparents contend that they were
wrongly excluded from parts of the care and protection proceedings, and that
their exclusion violated their right to a fair trial on their guardianship
petition.[11] Having carefully reviewed the parties' arguments and the
voluminous trial transcript, we discern no abuse of discretion or reversible
error in the judge's handling of the trial.
a.
Grandparents' presence and participation. On the first day of trial, the mother moved
to sequester the witnesses, noting that the grandfather was present in the
court room. The judge denied the
request, stating, "[H]e's the placement so I'm going to allow him to
stay." The father was the first
witness to testify. During his
testimony, the judge interrupted to admonish the grandfather for shaking his
head "up and down or side to side" while the father testified.
On the third day of trial, during the
mother's testimony, counsel for the department and counsel for the mother
alerted the judge that the grandfather had been taking "voluminous"
notes throughout the closed proceedings.[12] They also argued that his presence
during the testimony of the mother and the anticipated testimony of the
mother's aunt (aunt) -- another potential guardian -- might affect the
witnesses' candor on the stand and jeopardize subsequent relations among the
parties. The department moved to
sequester the witnesses. With only
counsel for the father objecting, the judge allowed the motion and asked the
grandfather to leave the court room and surrender his notes. At the end of the day, the grandfather was
invited back into the court room to discuss scheduling of the proceedings on
the guardianship petition. The
grandfather asked for and received assurances that the guardianship petition
would not be heard until after the termination proceedings had concluded.
The grandparents were not present for the
fourth or fifth days of trial, when the mother's testimony continued and the
aunt's testimony began. On the sixth day
of trial, an attorney appeared on behalf of the grandparents. The judge told the attorney that he could be
present for any testimony concerning proposed guardians, including the
continued testimony of the aunt at the next trial date; the attorney stated that
he was available to attend.[13]
Nonetheless, the grandparents' attorney
was not present for the seventh, eight, or ninth trial dates, during which the
mother, the aunt, and a department case worker testified. On the tenth day of trial, the department
called its adoption social worker, who would testify about the department's
position with respect to the grandparents' proposed guardianship. Because the grandparents' attorney was not
available, the judge permitted the grandmother to remain in the court room for
this testimony.[14] From that point on, at least one grandparent, their
attorney, or both were present, and the attorney, when present, was permitted
to cross-examine witnesses.
b.
Grandparents' rights. As an
initial matter, the judge properly heard the care and protection and the
guardianship petitions concurrently. See
Guardianship of Phelan, 76 Mass. App. Ct. 742, 749 (2010). Nonetheless, the petitions retained their
separate character. See id., citing A.M.
Karp, Child Welfare Practice in Massachusetts § 19.4.1 (Mass. Cont. Legal
Educ. 2006 & Supp. 2009) (even where guardianship and care and protection
petitions are heard together, guardianship petition is separate action with its
own docket number). As the department
was not proposing guardianship as its goal, it was not necessary to formally consolidate
the matters. See Care & Petition of
Thomasina, 75 Mass. App. Ct. 563, 574 n.19 (2009).
Analogizing to cases in which parents were
deprived of their right to participate in child welfare proceedings, directly
or through appointed counsel, the grandparents argue that the judge's handling
of the proceedings violated their fundamental rights. The analogy is flawed. "Parents have a fundamental liberty
interest in maintaining custody of their children, which is protected by the
due process clause of the Fourteenth Amendment to the United States
Constitution." Care &
Protection of Erin, 443 Mass. at 570.
Although the grandparents love and provided care for Jacob, they have no
constitutionally protected interest in their relationship with him, whether as
grandparents, temporary custodians, or guardianship petitioners. See Guardianship of K.N., 476 Mass. 762, 765
(2017) (grandmother with de facto parent-guardian status had no protected
liberty interest giving rise to due process right to appointed counsel in
removal proceeding); Care & Protection of Jamison, 467 Mass. 269, 283
(2014) (guardianships "are solely creatures of statute" and
"neither the equivalent of nor coextensive with parenthood").
As relatives and the custodians of Jacob
at the time of trial, the grandparents did have a statutory right of access to
the care and protection proceedings. See
G. L. c. 119, § 29D (requiring department to give notice of care
and protection and certain other proceedings "to a foster parent,
pre-adoptive parent or relative providing care for the child" and to
inform same of "right to attend the hearing and to be heard"). However, this right does not confer party
status nor the right to cross-examine witnesses in the care and protection
proceedings. See id. ("Nothing in
this provision shall be construed to provide that such foster parent,
pre-adoptive parent or relative shall be made a party to the
proceeding"). The reason current
custodians are given the right to be heard -- "and need not suffer in
silence if the parties choose not to call them" -- is to "ensur[e]
that judges have all the relevant information about the child at their
disposal." Adoption of Sherry, 435
Mass. 331, 338 (2001). The "best
procedure" for exercise of this limited right in any given case is left to
the discretion of the trial judge. Id.
at 338 n.6.
Similarly, the judge possessed the
discretion to sequester witnesses during the trial. "Sequestration of witnesses lies in the
discretion of the trial judge."
Zambarano v. Massachusetts Turnpike Auth., 350 Mass. 485, 487 (1966). See Custody of a Minor (No. 2), 392 Mass.
719, 726 (1984) (within judge's discretion to exclude testimony of nonparty
grandmother where judge had ordered sequestration of witnesses but grandmother
remained in court room throughout trial).
Here, the grandfather appeared to be coaching the father during his
testimony, and the judge could reasonably conclude that the grandparents'
presence during the testimony of the mother and the aunt might interfere with
their ability to testify fully and frankly.
Nonetheless, the grandparents or their attorney were present, or
permitted to be present, for substantial portions of the proceedings concerning
parental fitness, and they were afforded ample opportunity to be heard.
The grandparents did have the right to
participate as parties in the guardianship proceedings, including the right to
cross-examine witnesses.[15] The judge consistently recognized these rights and
made every effort to protect them. Thus,
the judge ensured that the grandparents or their attorney was present for the
testimony of any witnesses concerning whether the grandparents' continued
custody would be in Jacob's best interests, as well as for testimony concerning
competing custody arrangements. Unlike
Guardianship of Phelan, 76 Mass. App. Ct. at 754, this is not a case in which
the grandparents "never in fact had the opportunity to litigate."[16]
For the first time on appeal, the
grandparents object to their partial exclusion; indeed, they contend that it
constituted structural error, mandating reversal without a showing of
prejudice, because the care and protection proceedings were "inextricably
intermingled" with the guardianship proceedings. The doctrine of structural error, however,
"does not control civil issues."
Adoption of Gabe, 84 Mass. App. Ct. 286, 293 (2013). Although it may provide a "useful
analogy" where constitutional rights are at issue, id., the grandparents
had no constitutional rights at stake in the proceedings.
In addition to claiming structural error,
the grandparents argue that they were prejudiced by their partial exclusion
because the judge, in denying their guardianship petition, relied in part on
testimony given on days when they were not present and did not have an
opportunity to cross-examine witnesses. See Adoption of a Minor, 22 Mass. App. Ct.
468, 469 n.1 (1986), citing Gilmore v. Gilmore, 369 Mass. 598, 603 (1976)
("any decision on the merits which did not give persons having standing
the right to cross-examine the [witness] would have been inappropriate"). Indeed, some testimony relevant to the
grandparents' ability to care for Jacob was elicited during their absence, and
in hindsight, the judge could have taken a broader view in determining which
portions of the care and protection proceedings had potential relevance to the
guardianship petition.
Nonetheless, we decline to disturb the
adjudication of the guardianship petition, in large measure because of the
grandparents' failure to object to the conduct of the proceedings. "Ordinarily, a party is not entitled to
present an argument on appeal on an issue not presented in the court
below." Atlas Tack Corp. v. DiMasi,
37 Mass. App. Ct. 66, 70 (1994). See
Adoption of Bea, 97 Mass. App. Ct. 416, 430 (2020). The rationale behind the waiver rule is that
a timely objection affords the trial judge an opportunity to correct any
possible errors in the proceedings. See
Abraham v. Woburn, 383 Mass. 724, 726 n.1 (1981); Commonwealth v. Lenane, 80
Mass. App. Ct. 14, 19 (2011). Had the
grandparents or their attorney argued that testimony to be given in their
absence might be relevant to their ability to act as guardians, the judge may
well have granted greater access.
This case does not present a clear
injustice or implicate broad public policy concerns that might compel us to
overlook a clear waiver. Contrast Rivas
v. Chelsea Hous. Auth., 464 Mass. 329, 336-337 (2013); White v. White, 40 Mass.
App. Ct. 132, 133–134 (1996). Much of
the testimony taken outside of the grandparents' presence was cumulative of
testimony offered while they were in the court room or their attorney was
present. In addition, all of the parties
present, except the department, were advocating for the grandparents' custody. Cf. Care & Protection of Zelda, 26 Mass.
App. Ct. 869, 872-873 (1989) (judge did not abuse discretion in denying foster
parents' motion to intervene in care and protection proceedings where their
interests were adequately represented by existing parties).[17] Finally,
"[t]he best interests of the child are the overarching concern" --
not the rights of other parties.
Adoption of Rico, 453 Mass. 749, 754 (2009). The judge took great care and carefully
weighed the evidence of the grandparents' ability to provide for Jacob's best
interests. Any error or abuse of discretion
in the judge's handling of this complex case does not warrant reversal of her
well-reasoned decision to dismiss the grandparents' guardianship petition.
3.
Competing permanency plans. In
determining that termination of the mother's and the father's parental rights
served Jacob's best interests, the judge considered the competing plans
proposed by the department, the parents, and Jacob, as well as the
grandparents' guardianship petition. The
judge determined that the department's plan of adoption by recruitment was in
Jacob's best interests. The appellants
argue that the department's plan was not sufficiently developed to warrant
approval.
"In determining the best interests of
the child, the judge must consider, among other things, 'the plan proposed by
the department.'" Adoption of
Varik, 95 Mass. App. Ct. 762, 770 (2019), quoting G. L. c. 210,
§ 3 (c). The judge must also
consider plans proposed by the parents or the child. See Adoption of Dora, 52 Mass. App. Ct. 472,
474-475 (2001). Where there are
competing plans, "the judge must assess the alternatives and, if both pass
muster, choose which plan is in the child's best interests, however difficult
the choice may be." Id. at 475. "The judge's obligation to consider a
plan involves much more than simply examining it. The judge must perform a careful evaluation
of the suitability of the plan and must meaningfully . . . evaluate
what is proposed to be done for the child" (quotations and citation
omitted). Adoption of Helga, 97 Mass.
App. Ct. 521, 528 (2020). Regardless of
the party offering the plan, "[a] judge should provide an 'even handed'
assessment of all the facts surrounding both the department's plan and any
competing custody or adoption plan."
Adoption of Hugo, 428 Mass. at 226 n.8. The judge may even reject all the plans
offered and "order an alternative disposition, provided it is consistent
with the best interests of the child."
Adoption of Cadence, 81 Mass. App. Ct. at 171, citing G. L.
c. 119, § 26 (b); G. L. c. 210, § 3.
Whether remaining in the grandparents'
custody "was in [Jacob's] best interests presents 'a classic example of a
discretionary decision' to which we accord substantial deference." Adoption of Peggy, 436 Mass. 690, 705 (2002),
cert. denied sub nom. S.T. v. Massachusetts Dep't of Social Services, 537 U.S.
1020 (2002), quoting Adoption of Hugo, supra at 225. In this regard, we discern no abuse of
discretion in the judge's determination that any plans involving the grandparents
did not advance Jacob's best interests.
The judge concluded that the mother and the father were unfit and likely
to remain so. The father required daily
support from one or both of the grandparents and would continue to need their
support if they were appointed Jacob's guardians. The grandfather, however, refused to believe
that the father's problems were related to mental health issues, minimizing
them as difficulties with time management and organization. Similarly, the grandmother denied that the
father was abusive of the mother and explained away his conduct. The judge reached the well-founded conclusion
that the grandparents were "enmeshed" with the father, and that their
inability to place boundaries on the father would be harmful to Jacob.[18]
Nor did the judge abuse her discretion in
approving the department's plan.
"The adoption plan need not be fully developed to support a
termination order; it need only provide sufficient information about the
prospective adoptive placement 'so that the judge may properly evaluate the
suitability of the department's proposal.'" Adoption of Willow, 433 Mass. at 652-653,
quoting Adoption of Vito, 431 Mass. 550, 568 n.28 (2000). A suitable plan does not need to identify
"prospective adoptive parents."
Care & Protection of Three Minors, 392 Mass. 704, 717 (1984). See Adoption of Scott, 59 Mass. App. Ct. 274,
278 (2003).
The department planned to register Jacob
with an adoption agency, which would "search for a family that would be
able to meet Jacob's educational and emotional needs." The plan outlined Jacob's family's history
with the department and included personal histories of Jacob, the mother, and
the father, as well as Jacob's medical and developmental history. The department's adoption social worker
testified about the concrete recruitment steps the department and the adoption
agency would take to identify an appropriate adoptive family.
Relying on Adoption of Varik, 95 Mass.
App. Ct. at 771, the appellants argue that the department's plan "failed
to specify the type of adoptive parents and the characteristics of the home
environment best suited to meet [Jacob's] specific needs." Such detail was necessary in Adoption of
Varik because, as a result of being physically abused by his father, the child
had exhibited "troubling behavior" in his foster home,
"including lying, a series of thefts, and hoarding food," and was
"disruptive" at school. Id. at
764. Accordingly, "information
describing the kind of home environment and adoptive family makeup that ideally
would best meet Varik's particular needs" was essential. Id. at 771.
See Adoption of Dora, 52 Mass. App. Ct. at 476-477 (where department's
plan included two potential options, and "there was no singular definition
of what was contemplated for" child, judge erred by approving plan and
leaving "choice of adoptive placement to the discretion of"
department).
Although Jacob had specialized medical
needs shortly after he was born, he received treatment resolving those needs.[19]
The judge found that Jacob was "a happy well adjusted twenty month old
child," "had no special or specific needs," and "would not
have any difficulty transitioning to a new home or bonding to a subsequent care
giver." As Jacob did not require
any particular type of adoptive parents or home environment, any effort by the
department to provide more detail may have been counterproductive, narrowing
the field of potential adoptive homes.
The department's plan for Jacob had "content and substance enough
to permit the court meaningfully to evaluate and consider . . . what
[the department] propose[d] to do for the child by way of adoption." Adoption of Lars, 46 Mass. App. Ct. 30, 31
(1998), quoting Adoption of Stuart, 39 Mass. App. Ct. 380, 393 (1995).
Moreover, the judge took extra steps to
oversee the department's recruitment efforts.
Rather than wait twelve months for the mandatory review of the
department's permanency plan required by G. L. c. 119, § 29B,
the judge retained jurisdiction and ordered the department to report to her
every thirty days to enable her to "closely monitor and assess the
Department's efforts and progress in identifying a pre-adoptive
home." The judge did not
"merely . . . issue a broad dispositional order committing the
child to the department's custody."
Adoption of Cadence, 81 Mass. App. Ct. at 170-171. In these circumstances, the judge did not
abuse her discretion in approving the department's plan of adoption by
recruitment.
Conclusion. The decrees terminating the mother's and the
father's parental rights and approving the department's adoption plan are
affirmed. The order dismissing the
grandparents' guardianship petition is affirmed.
So ordered.
footnotes
[1] A pseudonym.
[2] The department later obtained the
mother's urine screen results from the period of her pregnancy. Those results were positive for numerous
substances, including oxycodone, morphine, amphetamines, and antidepressants;
she had prescriptions only for Prozac and Ativan.
[3] We discuss the grandparents' presence
and participation in the trial in detail below.
[4] The grandparents did not comply with
the judge's revised order, and the judge suggested that a contempt hearing
would be necessary. The record does not
reflect that a contempt hearing was held, and no judgment of contempt was
issued, although the judge did make a finding that the father's and the
grandparents' actions "constitute[d] contempt of the [c]ourt's
[o]rder."
[5] We assume without deciding that Jacob
has standing to appeal from the denial of the grandparents' guardianship
petition. See Guardianship of Tara, 97
Mass. App. Ct. 11, 12 n.4 (2020), citing Matter of Angela, 445 Mass. 55, 62
(2005) ("Although the statute's explicit grant of party status to a child
is limited to one at least fourteen years old, G. L. c. 190B,
§ 5-206 [b] [1], it appears that this right extends to a younger child
represented by counsel or a guardian ad litem").
[6] Although the grandparents purport to
join the father and Jacob in arguing that the department's adoption plan was
inadequate, they were not parties to the care and protection proceedings and,
therefore, do not have standing to appeal from that aspect of the
decision.
[7] The father does not challenge the
judge's finding that he was unfit or the termination of his parental
rights.
[8] "Abuse" is defined as
"the occurrence of one or more of the following acts between a parent and
the other parent or between a parent and child:
(a) attempting to cause or causing bodily injury; or (b) placing another
in reasonable fear of imminent bodily injury." G. L. c. 208, § 31A. A "[s]erious incident of abuse" is
"the occurrence of one or more of the following acts between a parent and
the other parent or between a parent and child:
(a) attempting to cause or causing serious bodily injury; (b) placing
another in reasonable fear of imminent serious bodily injury; or (c) causing
another to engage involuntarily in sexual relations by force, threat or
duress." Id.
[9] On one occasion before Jacob was born,
the father grabbed the mother by the arms so hard that the police, responding
to the scene, observed black and blue marks on the mother's upper arms. The father was arrested for domestic assault
and battery, but the complaint was dismissed when the mother refused to press
charges. In another incident, when the
mother was pregnant, the father, who was intoxicated, locked his arms around
her so tightly that she was in fear and bit him. This incident resulted in the mother's
arrest.
[10] The father's conduct made the mother
feel "insane": "I start
rocking back and forth and like having a panic attack and like begging him to
stop. . . . [L]ike he triggers
my innermost insecurities."
[11] The father, the mother, and Jacob all
join in this argument in their briefs, although at trial the mother and Jacob
agreed with the judge that the grandparents should not be present during the
care and protection proceedings. We
reject Jacob's further argument that the grandparents' exclusion violated his
due process rights. Jacob was
represented by counsel, who advocated ably on his behalf, with undivided
loyalty, throughout the proceedings.
Contrast Adoption of Flora, 60 Mass. App. Ct. 334, 339-340 (2004).
[12] Care and protection matters are
closed to the public. See G. L.
c. 119, § 38.
[13] When the grandparents' attorney first
made his appearance, the judge explained to him that the trial was "still
in the fitness stage," but because "the evidence does
intertwine," she would permit him to be present when "we start talking
about who's going to be proposed as guardians." She then advised the attorney, "[U]nless
I hear otherwise, you are not going to be participating in the care and
protection trial, nor are you going to have access to any of the records of the
parents." The attorney said he
understood and did not object.
[14] On the ninth day of trial, counsel
for the father informed the judge (erroneously) that the grandparents' attorney
planned to withdraw. The judge responded
that she would "allow the grandparents to sit in on" the department's
testimony concerning its position on the grandparents' guardianship petition.
[15] These are not constitutional rights;
they are procedural rights incident to party status in a civil case. See Covell v. Department of Social Servs.,
439 Mass. 766, 787–788 (2003); Frizado v. Frizado, 420 Mass. 592, 596–597 &
n.3 (1995); Gilmore v. Gilmore, 369 Mass. 598, 603 (1976).
[16] Although we have commented favorably
on the action of a judge presiding over a concurrent termination and
guardianship case to give the guardianship petitioner "full access to the
proceedings and the evidence" in the termination case, see Guardianship of
Phelan, 72 Mass. App. Ct. at 749, quoting Adoption of Yvette (No. 1), 71 Mass.
App. Ct. 327, 333-334 (2008), these allusions to the discretionary decision of
a single trial judge do not amount to a rule that all guardianship petitioners
are entitled "full access" to care and protection or termination
cases involving the same child.
[17] But see Guardianship of B.V.G., 474
Mass. 315, 326 (2016) (even where interests of subject of guardianship petition
are adequately represented, "interested person" within meaning of
G. L. c. 190B, § 5‑306 [c], has right to intervene).
[18] The judge concluded, "It is
clear that [the grandparents] love Jacob and they have taken good physical care
of him. However, . . . [the
grandparents] have continued to prioritize [the f]ather's needs throughout this
case above providing stability for Jacob.
They have gone to great lengths to cover, intentionally lie and defraud
the [c]ourt and/or minimize his deficiencies, and have allowed him access to
Jacob outside of authorized visits, in violation of the temporary custody
order. This [c]ourt finds that [the
grandparents] are neither capable nor willing to maintain safe boundaries with
[the f]ather in order to protect Jacob from future abuse and/or
neglect."
[19] Several months after he was born,
Jacob was evaluated by a neurologist for plagiocephaly ("flat head syndrome"). He wore a helmet from November 2017 until
April 2018, at which point that treatment was no longer necessary. He was discharged from the neurologist's care
in August 2018. Jacob was also diagnosed
with asthma, but his condition improved and he no longer needed treatment as of
June 2018.